OPTIMUM INVESTMENT ADVISORS Information

33 N. LA SALLE, CHICAGO, Illinois, 60602, (312) 782-1515

Report Date: 03/31/2014

Position Statistics

Total Positions 817
New Positions 49
Increased Positions 158
Decreased Positions 236
Positions with Activity 394
Sold Out Positions 57
Total Mkt Value (in $ millions) 279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.73%
Capital Goods 6.25%
Conglomerates 0%
Consumer Cyclical 3.4%
Consumer/Non-Cyclical 2.6%
Energy 7.79%
Financial 41.67%
Healthcare 9.84%
Services 8.08%
Technology 13.11%
Transportation 2.68%
Utilities 2.67%

158 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 7,873 193 2.51 80,024
POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 4,768 81 1.74 246,277
INTEL CORP COM 3,729 275 7.97 109,057
CHEVRON CORP NEW COM 3,719 72 1.98 28,084
ENTERPRISE PRODS PARTNERS L P COM 3,042 182 6.35 38,885
POWERSHARES ETF TRUST II SENIOR LN PORT 2,611 384 17.23 105,586
FORD MTR CO DEL COM PAR $0.01 2,166 225 11.58 123,298
UNITEDHEALTH GROUP INC COM 2,118 8 .38 25,128
SPDR SERIES TRUST BRC HGH YLD BD 1,694 127 8.14 41,197
CONOCOPHILLIPS COM 1,572 60 3.97 18,555
VANGUARD INDEX FDS LARGE CAP ETF 1,532 1,532 New 16,923
PULTE GROUP INC COM 1,361 232 20.52 74,000
HERCULES TECH GROWTH CAP INC COM 1,282 3 .22 76,065
INTERNATIONAL BUSINESS MACHS COM 1,212 54 4.64 6,230
HALLIBURTON CO COM 1,102 2 .23 15,475
MAIN STREET CAPITAL CORP COM 1,078 98 10.00 34,105
STARBUCKS CORP COM 1,073 .04 13,638
BLACKSTONE GROUP L P COM UNIT LTD 1,008 56 5.93 29,485
ISHARES TR 1-3 YR TR BD ETF 947 3 .31 11,207
PFIZER INC COM 946 40 4.41 31,819