OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 12/31/2013

Position Statistics

Total Positions 1,511
New Positions 215
Increased Positions 762
Decreased Positions 663
Positions with Activity 1,425
Sold Out Positions 148
Total Mkt Value (in $ millions) 3,151

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.17%
Capital Goods 4.6%
Conglomerates 0.12%
Consumer Cyclical 2.35%
Consumer/Non-Cyclical 4.59%
Energy 11.17%
Financial 30.92%
Healthcare 9.77%
Services 11.29%
Technology 12.81%
Transportation 3.1%
Utilities 4.93%

1,511 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 323 61 23.27 3,020
ISHARES 1-3 YR CR BD ETF 14,952 3,510 30.68 141,862
ISHARES 1-3 YR TR BD ETF 5,343 -32 (0.6) 63,251
PIMCO ETF TR 1-5 US TIP IDX 696 -29 (4.04) 13,108
ISHARES 20+ YR TR BD ETF 2,566 -135 (5.01) 23,315
ISHARES 3YRTB ETF 236 New 2,451
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 444 New 5,010
ACACIA RESH CORP ACACIA TCH COM 175 -1,308 (88.21) 10,250
BANCO SANTANDER SA ADR 300 39 14.83 30,593
CRH PLC ADR 1,142 44 3.98 39,215
E HOUSE CHINA HLDGS LTD ADR -126 Sold Out 0
ELAN PLC ADR -5,439 Sold Out 0
MELCO CROWN ENTMT LTD ADR 357 357 New 9,606
NOVO-NORDISK A S ADR 10,668 3,034 39.75 241,620
TEVA PHARMACEUTICAL INDS LTD ADR 7,092 698 10.92 139,464
VALE S A ADR 1,176 320 37.41 83,406
HSBC HLDGS PLC ADR A 1/40PF A 274 -121 (30.57) 10,900
SONY CORP ADR NEW 400 126 46.06 21,372
SUNGY MOBILE LTD ADR REP ORD A 382 382 New 20,001
VOXELJET AG ADS 132 132 New 8,346