OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 03/31/2014

Position Statistics

Total Positions 1,553
New Positions 186
Increased Positions 768
Decreased Positions 683
Positions with Activity 1,451
Sold Out Positions 150
Total Mkt Value (in $ millions) 3,498

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.51%
Capital Goods 4.47%
Conglomerates 0.07%
Consumer Cyclical 2.34%
Consumer/Non-Cyclical 4.26%
Energy 10.88%
Financial 29.34%
Healthcare 9.94%
Services 11.26%
Technology 13.34%
Transportation 3.3%
Utilities 4.81%

1,553 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD -320 Sold Out 0
ISHARES 1-3 YR CR BD ETF 14,944 -14 (0.1) 141,727
ISHARES TR 1-3 YR TR BD ETF 5,212 -132 (2.47) 61,690
PIMCO ETF TR 1-5 US TIP IDX 848 147 21.00 15,861
ISHARES TR 20+ YR TR BD ETF -2,697 Sold Out 0
ISHARES 3YRTB ETF -233 Sold Out 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 382 -95 (19.96) 4,010
ACACIA RESH CORP ACACIA TCH COM 968 789 439.85 55,335
BANCO SANTANDER SA ADR 407 94 30.18 39,827
CRH PLC ADR 1,018 49 5.10 41,215
DR REDDYS LABS LTD ADR 217 217 New 4,835
MELCO CROWN ENTMT LTD ADR 1,204 888 281.54 36,651
NOVO-NORDISK A S ADR 9,670 -1,423 (12.83) 210,633
TEVA PHARMACEUTICAL INDS LTD ADR 8,199 603 7.94 150,532
VALE S A ADR 1,095 -120 (9.85) 75,195
HSBC HLDGS PLC ADR A 1/40PF A 305 28 10.12 12,003
SONY CORP ADR NEW 426 48 12.77 24,101
SUNGY MOBILE LTD ADR REP ORD A -224 Sold Out 0
QIHOO 360 TECHNOLOGY CO LTD ADS 640 640 New 6,450
VOXELJET AG ADS -154 Sold Out 0