OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 03/31/2014

Position Statistics

Total Positions 1,553
New Positions 186
Increased Positions 769
Decreased Positions 682
Positions with Activity 1,451
Sold Out Positions 150
Total Mkt Value (in $ millions) 3,514

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.53%
Capital Goods 4.55%
Conglomerates 0.06%
Consumer Cyclical 2.34%
Consumer/Non-Cyclical 4.26%
Energy 10.86%
Financial 29.28%
Healthcare 9.88%
Services 11.3%
Technology 13.34%
Transportation 3.3%
Utilities 4.81%

1,553 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NOODLES & CO CL A 173 -16 (8.5) 6,139
BLACKROCK MUNICIPL INC QLTY TR COM 172 -71 (29.26) 12,425
HERCULES TECH GROWTH CAP INC COM 171 171 New 10,300
VALLEY NATL BANCORP COM 171 45 35.42 17,589
TRANSATLANTIC PETROLEUM LTD SHS NEW 170 (0.03) 14,724
QUINSTREET INC COM 168 New 31,000
PREFERRED APT CMNTYS INC COM 168 168 New 18,700
SILVER BAY RLTY TR CORP COM 167 -1 (0.33) 10,146
NUVEEN DIVERSIFIED DIV INCM FD COM 166 166 New 13,400
WINDSTREAM HLDGS INC COM 166 -17 (9.11) 15,968
PRECISION DRILLING CORP COM 2010 166 New 12,307
STAPLES INC COM 165 -174 (51.29) 14,932
CHEROKEE INC DEL NEW COM 164 164 New 10,000
BONSO ELECTRS INTL INC COM PAR $0.003 164 New 86,000
ALLOT COMMUNICATIONS LTD SHS 163 -26 (13.68) 12,640
TCF FINL CORP COM 163 163 New 10,138
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 161 -2 (1.36) 18,100
CEVA INC COM 158 -16 (9.4) 10,600
NEW AMER HIGH INCOME FD INC COM NEW 156 -95 (37.88) 15,942
BLACKROCK MUNIENHANCED FD INC COM 156 156 New 14,000