OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 09/30/2014

Position Statistics

Total Positions 1,578
New Positions 166
Increased Positions 738
Decreased Positions 758
Positions with Activity 1,496
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.52%
Capital Goods 4.2%
Conglomerates 0.06%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 4.49%
Energy 8.67%
Financial 30.19%
Healthcare 10.18%
Services 12.07%
Technology 12.72%
Transportation 4.26%
Utilities 4.97%

1,578 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONCUR TECHNOLOGIES INC COM 237 237 New 1,841
SPDR SERIES TRUST S&P OILGAS EXP 237 10 4.53 3,943
NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 237 -1 (0.44) 18,226
POWERSHARES ETF TRUST DYN OIL SVCS 236 -29 (10.95) 11,025
CALAMOS CONV & HIGH INCOME FD COM SHS 235 -23 (9) 16,181
CVR PARTNERS LP COM 235 79 51.10 21,381
KAYNE ANDERSON MLP INVT CO COM 234 -62 (20.92) 5,788
POWERSHARES ETF TR II S&P500 HGH BET 233 233 New 6,710
ARM HLDGS PLC SPONSORED ADR 232 -1,217 (83.97) 5,491
TANDEM DIABETES CARE INC COM 232 232 New 16,303
MID CON ENERGY PARTNERS LP COM UNIT REPST 232 32 16.03 15,921
FRANKLIN LTD DURATION INC TR COM 232 -2 (0.84) 18,800
AGNICO EAGLE MINES LTD COM 230 230 New 8,618
FLEETCOR TECHNOLOGIES INC COM 230 -611 (72.68) 1,486
GASLOG LTD SHS 229 -1,668 (87.92) 10,700
ATLAS PIPELINE PARTNERS LP UNIT L P INT 229 -123 (35) 6,500
ISHARES TR U.S. CNSM GD ETF 229 6 2.90 2,163
WHITEWAVE FOODS CO COM 228 -92 (28.76) 6,501
STARWOOD PPTY TR INC COM 227 3 1.19 9,550
SENIOR HSG PPTYS TR SH BEN INT 226 .13 10,262