OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 09/30/2014

Position Statistics

Total Positions 1,572
New Positions 162
Increased Positions 734
Decreased Positions 756
Positions with Activity 1,490
Sold Out Positions 164
Total Mkt Value (in $ millions) 3,438

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.43%
Capital Goods 4.09%
Conglomerates 0.06%
Consumer Cyclical 2.6%
Consumer/Non-Cyclical 4.61%
Energy 7.83%
Financial 30.29%
Healthcare 10.17%
Services 12.4%
Technology 12.98%
Transportation 4.32%
Utilities 5.06%

1,572 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STARWOOD PPTY TR INC COM 226 3 1.19 9,550
ANGLOGOLD ASHANTI LTD SPONSORED ADR 225 59 35.26 25,700
TERRA NITROGEN CO L P COM UNIT 223 -77 (25.62) 2,154
FLEETCOR TECHNOLOGIES INC COM 222 -590 (72.68) 1,486
ISHARES TR FLTG RATE BD ETF 221 7 3.31 4,366
WESTERN GAS PARTNERS LP COM UNIT LP IN 219 -42 (16.22) 3,032
GASLOG LTD SHS 218 -1,590 (87.92) 10,700
KAYNE ANDERSON MLP INVT CO COM 218 -58 (20.92) 5,788
SPROTT PHYSICAL PLAT PALLAD TS UNIT 218 -2 (0.94) 24,563
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 217 -31 (12.63) 17,640
FIDUS INVT CORP COM 215 -96 (30.83) 14,407
AMERICAN FINL GROUP INC OHIO COM 215 .23 3,543
ANGIES LIST INC COM 214 -69 (24.34) 32,435
THL CR SR LN FD COM 214 214 New 12,350
ISHARES US OIL EQ&SV ETF 213 -3 (1.34) 4,212
FERRELLGAS PARTNERS L.P. UNIT LTD PART 213 213 New 9,200
INDIA FD INC COM 213 213 New 7,776
OCH ZIFF CAP MGMT GROUP CL A 212 63 41.87 18,656
QIHOO 360 TECHNOLOGY CO LTD ADS 210 -82 (27.96) 3,463
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 210 -19 (8.13) 12,045