OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 09/30/2014

Position Statistics

Total Positions 1,566
New Positions 160
Increased Positions 731
Decreased Positions 753
Positions with Activity 1,484
Sold Out Positions 162
Total Mkt Value (in $ millions) 3,379

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.39%
Capital Goods 3.99%
Conglomerates 0.06%
Consumer Cyclical 2.58%
Consumer/Non-Cyclical 4.7%
Energy 7.75%
Financial 29.99%
Healthcare 10.26%
Services 12.58%
Technology 12.61%
Transportation 4.34%
Utilities 5.11%

1,566 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MEDIDATA SOLUTIONS INC COM 217 217 New 4,750
COCA COLA ENTERPRISES INC NEW COM 216 -12 (5.38) 5,010
WESTERN GAS PARTNERS LP COM UNIT LP IN 215 -42 (16.22) 3,032
SPROTT PHYSICAL PLAT PALLAD TS UNIT 213 -2 (0.94) 24,563
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 213 -31 (12.63) 17,640
FIDUS INVT CORP COM 212 -95 (30.83) 14,407
AMERICAN FINL GROUP INC OHIO COM 211 .23 3,543
POWERSHARES ETF TR II VAR RATE PFD POR 211 211 New 8,500
QIHOO 360 TECHNOLOGY CO LTD ADS 209 -81 (27.96) 3,463
FLEETCOR TECHNOLOGIES INC COM 209 -556 (72.68) 1,486
PENNEY J C INC COM 208 68 48.83 27,250
NUVEEN DIVERSIFIED DIV INCM FD COM 207 37 21.64 16,908
OCH ZIFF CAP MGMT GROUP CL A 207 61 41.87 18,656
WHITE MTNS INS GROUP LTD COM 207 207 New 317
BLACKROCK MUNIC INCM INVST TR SH BEN INT 207 New 14,500
CAPITALA FIN CORP COM 207 -14 (6.25) 11,250
CUI GLOBAL INC COM NEW 206 New 33,333
SPROTT PHYSICAL SILVER TR TR UNIT 205 -147 (41.67) 28,700
XENCOR INC COM 205 205 New 12,100
THL CR SR LN FD COM 205 205 New 12,350