OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 12/31/2014

Position Statistics

Total Positions 1,572
New Positions 170
Increased Positions 699
Decreased Positions 777
Positions with Activity 1,476
Sold Out Positions 184
Total Mkt Value (in $ millions) 3,553

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.51%
Capital Goods 4.15%
Conglomerates 0.04%
Consumer Cyclical 2.5%
Consumer/Non-Cyclical 4.42%
Energy 7.42%
Financial 30.6%
Healthcare 10.66%
Services 12.67%
Technology 12.69%
Transportation 4.03%
Utilities 4.49%

1,572 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR SML CP CORE ALPHA FD COM SHS 220 -481 (68.65) 4,398
ANTARES PHARMA INC COM 219 -105 (32.38) 79,500
THERAVANCE INC COM 218 6 2.81 10,993
NUVEEN CR STRATEGIES INCM FD COM SHS 217 -44 (16.68) 23,829
PICO HLDGS INC COM NEW 217 26 13.76 12,400
NUVEEN FLTNG RTE INCM OPP FD COM SHS 216 49 29.35 18,570
REVENUESHARES ETF TR MID CAP FD 216 216 New 4,322
WELLS FARGO ADV GLB DIV OPP FD COM 216 216 New 27,780
SELECT SECTOR SPDR TR SBI MATERIALS 216 -243 (52.95) 4,218
NUCOR CORP COM 216 -313 (59.24) 4,526
THL CR SR LN FD COM 216 -9 (4.05) 11,850
GNC HLDGS INC COM CL A 215 215 New 4,450
REVENUESHARES ETF TR SMALL CAP FD 215 215 New 3,721
CALAMOS CONV & HIGH INCOME FD COM SHS 213 -25 (10.48) 14,486
POWERSHARES ETF TR II VAR RATE PFD POR 213 New 8,500
BARNES GROUP INC COM 213 213 New 5,400
NUVEEN DIVERSIFIED DIV INCM FD COM 211 .11 16,926
WHITE MTNS INS GROUP LTD COM 211 New 317
OAKTREE CAP GROUP LLC UNIT CL A 210 -769 (78.56) 3,998
SPROTT PHYSICAL PLAT PALLAD TS UNIT 210 -6 (2.83) 23,867