OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 09/30/2014

Position Statistics

Total Positions 1,579
New Positions 167
Increased Positions 739
Decreased Positions 758
Positions with Activity 1,497
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,427

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.49%
Capital Goods 4.13%
Conglomerates 0.06%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 4.52%
Energy 8.73%
Financial 30.2%
Healthcare 10.22%
Services 12.03%
Technology 12.61%
Transportation 4.28%
Utilities 5.03%

1,579 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 8,400 -349 (3.99) 146,725
RANGE RES CORP COM 8,331 143 1.75 114,119
CSX CORP COM 8,308 191 2.36 225,344
COVIDIEN PLC SHS 8,298 5,250 172.25 85,112
AMERIGAS PARTNERS L P UNIT L P INT 8,172 -1,040 (11.29) 176,650
CUMMINS INC COM 8,114 497 6.53 56,684
CHEMED CORP NEW COM 8,108 -1,024 (11.22) 74,937
VISA INC COM CL A 7,851 -653 (7.68) 31,422
MONSANTO CO NEW COM 7,668 357 4.88 64,132
TORTOISE ENERGY INFRSTRCTR CP COM 7,627 6,439 542.39 160,155
LOCKHEED MARTIN CORP COM 7,479 484 6.92 40,209
DEERE & CO COM 7,384 -2,556 (25.72) 85,532
ROYAL DUTCH SHELL PLC SPONS ADR A 7,333 1,397 23.53 104,862
SELECT SECTOR SPDR TR SBI INT-FINL 7,308 809 12.45 303,350
ISHARES TR GLOB HLTHCRE ETF 7,273 68 .94 71,739
ISHARES IBOXX HI YD ETF 7,206 -970 (11.87) 78,974
MASTERCARD INC CL A 7,158 2,815 64.80 84,936
PUBLIC SVC ENTERPRISE GROUP COM 7,115 -284 (3.84) 175,470
MEDTRONIC INC COM 7,082 4,281 152.87 98,691
KKR & CO L P DEL COM UNITS 7,076 -1,491 (17.41) 309,954