OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 12/31/2013

Position Statistics

Total Positions 1,511
New Positions 215
Increased Positions 762
Decreased Positions 663
Positions with Activity 1,425
Sold Out Positions 148
Total Mkt Value (in $ millions) 3,151

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.17%
Capital Goods 4.6%
Conglomerates 0.12%
Consumer Cyclical 2.35%
Consumer/Non-Cyclical 4.59%
Energy 11.17%
Financial 30.92%
Healthcare 9.77%
Services 11.29%
Technology 12.81%
Transportation 3.1%
Utilities 4.93%

1,511 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UMB FINL CORP COM 7,628 21 .27 125,365
AMERIGAS PARTNERS L P UNIT L P INT 7,611 747 10.88 171,339
MEDTRONIC INC COM 7,579 362 5.01 129,451
ISHARES RUS 2000 GRW ETF 7,531 901 13.59 57,749
NATIONAL OILWELL VARCO INC COM 7,492 753 11.17 90,958
EPR PPTYS COM SH BEN INT 7,481 610 8.87 138,263
MCDONALDS CORP COM 7,430 -1,279 (14.69) 74,115
DISNEY WALT CO COM DISNEY 7,412 336 4.74 92,664
VISTEON CORP COM NEW 7,324 169 2.36 84,567
PUBLIC SVC ENTERPRISE GROUP COM 7,261 94 1.31 184,146
EATON CORP PLC SHS 7,186 2,072 40.52 97,351
POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 7,149 3,168 79.59 161,674
NEXTERA ENERGY INC COM 7,112 1,162 19.52 73,629
TEVA PHARMACEUTICAL INDS LTD ADR 7,092 698 10.92 139,464
CUMMINS INC COM 7,089 1,081 18 48,465
CITIGROUP INC COM NEW 7,039 -1,040 (12.87) 145,976
PRECIDIAN ETFS TR MAXIS NIKKEI 6,945 -1,495 (17.71) 411,699
MASTERCARD INC CL A 6,907 176 2.61 93,170
MONSANTO CO NEW COM 6,902 -408 (5.58) 61,111
ISHARES MSCI EMG MKT ETF 6,835 203 3.07 162,701