OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 03/31/2014

Position Statistics

Total Positions 1,552
New Positions 185
Increased Positions 768
Decreased Positions 682
Positions with Activity 1,450
Sold Out Positions 150
Total Mkt Value (in $ millions) 3,487

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.56%
Capital Goods 4.51%
Conglomerates 0.06%
Consumer Cyclical 2.37%
Consumer/Non-Cyclical 4.33%
Energy 10.87%
Financial 29.31%
Healthcare 9.92%
Services 11.36%
Technology 13.11%
Transportation 3.28%
Utilities 4.82%

1,552 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SELECT SECTOR SPDR TR SBI MATERIALS 588 283 93.04 11,866
APOLLO ED GROUP INC CL A 582 -1,452 (71.38) 19,650
CUSHING RTY & INCOME FD COM SH BEN INT 581 3 .48 29,307
DIME CMNTY BANCSHARES COM 576 93 19.28 37,035
TEXAS CAPITAL BANCSHARES INC COM 575 -108 (15.81) 11,000
WYNDHAM WORLDWIDE CORP COM 571 73 14.72 7,444
DORCHESTER MINERALS LP COM UNIT 571 -153 (21.14) 18,650
KEURIG GREEN MTN INC COM 570 -155 (21.43) 4,697
SEMPRA ENERGY COM 570 14 2.47 5,561
TCP CAP CORP COM 569 -22 (3.7) 32,090
PIMCO ETF TR INTER MUN BD ST 567 37 7 10,700
ISHARES MSCI MEX CAP ETF 566 -1,080 (65.64) 8,203
CENTURY ALUM CO COM 564 564 New 33,600
FOSTER WHEELER AG COM 564 -274 (32.69) 16,679
ADVISORSHARES TR TRIMTABS FLT 563 144 34.27 10,955
QIHOO 360 TECHNOLOGY CO LTD ADS 562 562 New 6,450
MARKEL CORP COM 559 30 5.62 864
VANGUARD INDEX FDS MID CAP ETF 559 -59 (9.56) 4,731
VOYA PRIME RATE TR SH BEN INT 558 -60 (9.72) 98,091
APOLLO COML REAL EST FIN INC COM 554 -25 (4.28) 33,526