OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 12/31/2013

Position Statistics

Total Positions 1,511
New Positions 215
Increased Positions 762
Decreased Positions 663
Positions with Activity 1,425
Sold Out Positions 148
Total Mkt Value (in $ millions) 3,143

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.18%
Capital Goods 4.59%
Conglomerates 0.12%
Consumer Cyclical 2.36%
Consumer/Non-Cyclical 4.6%
Energy 11.09%
Financial 30.92%
Healthcare 9.76%
Services 11.3%
Technology 12.85%
Transportation 3.09%
Utilities 4.96%

1,511 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HEALTHSOUTH CORP COM NEW 13,456 52 .39 390,588
ALTRIA GROUP INC COM 13,266 -1,088 (7.58) 345,837
SPDR GOLD TRUST GOLD SHS 13,195 -123 (0.93) 105,106
POWERSHARES QQQ TRUST UNIT SER 1 13,126 321 2.50 152,307
PHILIP MORRIS INTL INC COM 12,936 -244 (1.85) 152,571
BOEING CO COM 12,571 1,838 17.13 99,740
CISCO SYS INC COM 12,538 1,125 9.86 544,423
BP PLC SPONSORED ADR 12,468 741 6.32 257,658
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 12,352 -37 (0.3) 163,717
TIFFANY & CO NEW COM 12,338 35 .29 141,918
DU PONT E I DE NEMOURS & CO COM 12,240 393 3.32 180,749
EOG RES INC COM 11,922 275 2.36 118,026
UNITED CONTL HLDGS INC COM 11,792 2,415 25.75 268,356
DUKE ENERGY CORP NEW COM NEW 11,574 -687 (5.6) 158,053
CATERPILLAR INC DEL COM 11,513 1,156 11.16 111,855
ANADARKO PETE CORP COM 11,345 353 3.21 115,474
QUANTA SVCS INC COM 11,312 627 5.87 315,703
SPECTRA ENERGY CORP COM 11,136 275 2.53 284,069
STARBUCKS CORP COM 11,060 -187 (1.66) 156,238
NOVO-NORDISK A S ADR 10,626 3,022 39.75 241,620