OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 12/31/2013

Position Statistics

Total Positions 1,511
New Positions 215
Increased Positions 762
Decreased Positions 663
Positions with Activity 1,425
Sold Out Positions 148
Total Mkt Value (in $ millions) 3,151

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.17%
Capital Goods 4.6%
Conglomerates 0.12%
Consumer Cyclical 2.35%
Consumer/Non-Cyclical 4.59%
Energy 11.17%
Financial 30.92%
Healthcare 9.77%
Services 11.29%
Technology 12.81%
Transportation 3.1%
Utilities 4.93%

1,511 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES COHEN&STEER REIT 1,850 -83 (4.31) 21,988
PPL CORP COM 1,850 -563 (23.33) 55,816
PROSHARES TR PSHS SHRT S&P500 1,834 -580 (24.02) 74,185
YAHOO INC COM 1,820 440 31.84 50,019
UBIQUITI NETWORKS INC COM 1,809 -32 (1.72) 44,066
THE ADT CORPORATION COM 1,802 1,269 238.38 59,626
XEROX CORP COM 1,800 28 1.59 157,499
FIFTH THIRD BANCORP COM 1,777 67 3.95 84,834
XCEL ENERGY INC COM 1,776 -396 (18.25) 56,678
GT ADVANCED TECHNOLOGIES INC COM 1,769 1,769 New 109,400
MARKET VECTORS ETF TR GOLD MINER ETF 1,753 713 68.50 74,361
SEAGATE TECHNOLOGY PLC SHS 1,721 -26 (1.5) 30,970
OMNIAMERICAN BANCORP INC COM 1,719 -171 (9.06) 75,250
ISHARES S&P 500 VAL ETF 1,717 -1 (0.06) 19,695
NUANCE COMMUNICATIONS INC COM 1,711 912 114.01 105,882
ISHARES NAT AMT FREE BD 1,709 -9 (0.53) 15,895
AXIS CAPITAL HOLDINGS LTD SHS 1,701 New 36,700
GENUINE PARTS CO COM 1,699 134 8.55 19,458
ISHARES GOLD TRUST ISHARES 1,698 -816 (32.44) 135,217
ISHARES RUS MD CP GR ETF 1,683 -29 (1.67) 19,983