OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 03/31/2014

Position Statistics

Total Positions 1,553
New Positions 186
Increased Positions 769
Decreased Positions 682
Positions with Activity 1,451
Sold Out Positions 150
Total Mkt Value (in $ millions) 3,519

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 4.51%
Conglomerates 0.06%
Consumer Cyclical 2.33%
Consumer/Non-Cyclical 4.25%
Energy 10.92%
Financial 29.28%
Healthcare 9.92%
Services 11.28%
Technology 13.35%
Transportation 3.29%
Utilities 4.8%

186 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ASTERIAS BIOTHERAPEUTICS INC COM SER A 1 1 New 417
COMMUNITY HEALTH SYS INC NEW RT 012716 2 2 New 31,146
GERON CORP COM 25 25 New 10,000
ALASKA COMMUNICATIONS SYS GRP COM 32 32 New 18,500
NOVAGOLD RES INC COM NEW 47 47 New 12,000
PRANA BIOTECHNOLOGY LTD SPONSORED ADR 48 48 New 20,000
AVANIR PHARMACEUTICALS INC CL A NEW 54 54 New 10,000
EAGLE ROCK ENERGY PARTNERS LP UNIT 55 55 New 11,300
REXAHN PHARMACEUTICALS INC COM 57 57 New 80,000
PLUG POWER INC COM NEW 59 59 New 10,501
LANDS END INC NEW COM 61 61 New 1,661
AMPIO PHARMACEUTICALS INC COM 64 64 New 10,000
SIGA TECHNOLOGIES INC COM 68 68 New 25,000
ARC DOCUMENT SOLUTIONS INC COM 76 76 New 13,000
VIVUS INC COM 78 78 New 16,200
AFFYMETRIX INC COM 86 86 New 10,000
MICROVISION INC DEL COM NEW 90 90 New 40,000
RITE AID CORP COM 93 93 New 12,764
ON SEMICONDUCTOR CORP COM 107 107 New 11,726
PARKER DRILLING CO COM 107 107 New 16,770