OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 03/31/2014

Position Statistics

Total Positions 1,553
New Positions 186
Increased Positions 768
Decreased Positions 683
Positions with Activity 1,451
Sold Out Positions 150
Total Mkt Value (in $ millions) 3,484

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.52%
Capital Goods 4.43%
Conglomerates 0.06%
Consumer Cyclical 2.34%
Consumer/Non-Cyclical 4.24%
Energy 10.86%
Financial 29.31%
Healthcare 10.07%
Services 11.32%
Technology 13.29%
Transportation 3.25%
Utilities 4.82%

186 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AAR CORP COM 257 257 New 9,533
ADVENT CLAYMORE ENH GRW & INC COM 117 117 New 11,450
AFFYMETRIX INC COM 85 85 New 10,000
ALASKA COMMUNICATIONS SYS GRP COM 33 33 New 18,500
ALLEGION PUB LTD CO ORD SHS 595 595 New 11,339
ALLIANCE HOLDINGS GP LP COM UNITS LP 252 252 New 3,494
AMERICAN CAMPUS CMNTYS INC COM 788 788 New 19,725
AMERICAN FINL GROUP INC OHIO COM 296 296 New 5,120
AMERICAN RLTY CAP PPTYS INC COM 912 912 New 68,951
AMPIO PHARMACEUTICALS INC COM 60 60 New 10,000
APOLLO INVT CORP COM 439 439 New 50,007
ARC DOCUMENT SOLUTIONS INC COM 73 73 New 13,000
ARUBA NETWORKS INC COM 756 756 New 42,500
ASTERIAS BIOTHERAPEUTICS INC COM SER A 1 1 New 417
AVANIR PHARMACEUTICALS INC CL A NEW 53 53 New 10,000
AVG TECHNOLOGIES N V SHS 288 288 New 14,700
BALLY TECHNOLOGIES INC COM 201 201 New 3,264
BLACKROCK MUNIENHANCED FD INC COM 156 156 New 14,000
BLACKROCK MUNIHLDNGS QLTY II COM 186 186 New 14,143
BUCKLE INC COM 192 192 New 4,421