OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 03/31/2014

Position Statistics

Total Positions 1,552
New Positions 185
Increased Positions 768
Decreased Positions 682
Positions with Activity 1,450
Sold Out Positions 150
Total Mkt Value (in $ millions) 3,502

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.58%
Capital Goods 4.52%
Conglomerates 0.06%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 4.32%
Energy 10.94%
Financial 29.34%
Healthcare 9.87%
Services 11.36%
Technology 13.1%
Transportation 3.24%
Utilities 4.78%

185 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AAR CORP COM 251 251 New 9,533
ADVENT CLAYMORE ENH GRW & INC COM 118 118 New 11,450
AFFYMETRIX INC COM 88 88 New 10,000
ALASKA COMMUNICATIONS SYS GRP COM 32 32 New 18,500
ALLEGION PUB LTD CO ORD SHS 631 631 New 11,339
ALLIANCE HOLDINGS GP LP COM UNITS LP 232 232 New 3,494
AMERICAN CAMPUS CMNTYS INC COM 772 772 New 19,725
AMERICAN FINL GROUP INC OHIO COM 302 302 New 5,120
AMERICAN RLTY CAP PPTYS INC COM 858 858 New 68,951
AMPIO PHARMACEUTICALS INC COM 77 77 New 10,000
APOLLO INVT CORP COM 437 437 New 50,007
ARC DOCUMENT SOLUTIONS INC COM 74 74 New 13,000
ARUBA NETWORKS INC COM 697 697 New 42,500
AVANIR PHARMACEUTICALS INC CL A NEW 56 56 New 10,000
AVG TECHNOLOGIES N V SHS 293 293 New 14,700
BALLY TECHNOLOGIES INC COM 198 198 New 3,264
BLACKROCK MUNIENHANCED FD INC COM 153 153 New 14,000
BLACKROCK MUNIHLDNGS QLTY II COM 183 183 New 14,143
BUCKLE INC COM 203 203 New 4,421
BUFFALO WILD WINGS INC COM 488 488 New 3,063