OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 12/31/2013

Position Statistics

Total Positions 1,511
New Positions 215
Increased Positions 762
Decreased Positions 663
Positions with Activity 1,425
Sold Out Positions 148
Total Mkt Value (in $ millions) 3,143

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.18%
Capital Goods 4.59%
Conglomerates 0.12%
Consumer Cyclical 2.36%
Consumer/Non-Cyclical 4.6%
Energy 11.09%
Financial 30.92%
Healthcare 9.76%
Services 11.3%
Technology 12.85%
Transportation 3.09%
Utilities 4.96%

215 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
PLATINUM GROUP METALS LTD COM NEW 15 15 New 14,500
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 19 19 New 29,056
SPHERIX INC COM PAR $0.01 20 20 New 11,000
CURIS INC COM 23 23 New 10,000
MCEWEN MNG INC COM 25 25 New 11,000
NEURALSTEM INC COM 38 38 New 10,000
USA TECHNOLOGIES INC COM NO PAR 42 42 New 20,498
BIOLASE INC COM 47 47 New 20,080
AEROPOSTALE COM 49 49 New 10,700
CORINTHIAN COLLEGES INC COM 50 50 New 40,001
ION GEOPHYSICAL CORP COM 54 54 New 12,000
NEOPHOTONICS CORP COM 69 69 New 10,600
ACURA PHARMACEUTICALS INC COM NEW 70 70 New 55,000
GERDAU S A SPON ADR REP PFD 74 74 New 12,555
TRANSGLOBE ENERGY CORP COM 91 91 New 12,000
NUVEEN MUN VALUE FD INC COM 105 105 New 11,123
ATTUNITY LTD SHS NEW 115 115 New 12,500
AUDIOCODES LTD ORD 116 116 New 17,000
ECA MARCELLUS TR I COM UNIT 124 124 New 14,224
IMMUNOCELLULAR THERAPEUTICS COM 124 124 New 107,000