OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 09/30/2014

Position Statistics

Total Positions 1,565
New Positions 160
Increased Positions 730
Decreased Positions 753
Positions with Activity 1,483
Sold Out Positions 162
Total Mkt Value (in $ millions) 3,317

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.39%
Capital Goods 4.02%
Conglomerates 0.06%
Consumer Cyclical 2.59%
Consumer/Non-Cyclical 4.68%
Energy 7.62%
Financial 29.98%
Healthcare 10.72%
Services 12.56%
Technology 12.71%
Transportation 4.32%
Utilities 5.11%

160 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI ITALCPD ETF 190 190 New 13,865
PROSENSA HLDG N V SHS USD 187 187 New 10,000
TRADE STR RESIDENTIAL INC COM NEW 187 187 New 23,478
XENCOR INC COM 183 183 New 12,100
PICO HLDGS INC COM NEW 174 174 New 10,900
ORBOTECH LTD ORD 172 172 New 11,133
BOK FINL CORP COM NEW 169 169 New 3,130
STRATEGIC HOTELS & RESORTS INC COM 161 161 New 12,000
ATLAS ENERGY LP COM UNITS LP 158 158 New 5,641
INVENSENSE INC COM 154 154 New 10,419
HERBALIFE LTD COM USD SHS 152 152 New 4,976
BLACKROCK MUNIYLD INVST QLTY COM 151 151 New 10,491
INVESCO TR INVT GRADE MUNS COM 146 146 New 10,500
ZOGENIX INC COM 136 136 New 100,900
SAREPTA THERAPEUTICS INC COM 135 135 New 11,275
CHINACACHE INTL HLDG LTD SPON ADR 125 125 New 11,721
TRISTATE CAP HLDGS INC COM 124 124 New 13,125
AMERICAN MIDSTREAM PARTNERS LP COM UNITS 123 123 New 7,024
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN 120 120 New 5,968
XUNLEI LTD SPONSORED ADR 104 104 New 14,000