OPPENHEIMER & CO INC Information

85 BROAD ST, NEW YORK, New York, 10004, (212) 667-5421

Report Date: 12/31/2014

Position Statistics

Total Positions 1,573
New Positions 170
Increased Positions 699
Decreased Positions 778
Positions with Activity 1,477
Sold Out Positions 185
Total Mkt Value (in $ millions) 3,571

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.53%
Capital Goods 4.15%
Conglomerates 0.04%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 4.42%
Energy 7.47%
Financial 30.55%
Healthcare 10.63%
Services 12.66%
Technology 12.7%
Transportation 4.01%
Utilities 4.49%

170 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INVESCO QUALITY MUNI INC TRST COM 279 279 New 22,304
BLACKROCK MUNICIPL INC QLTY TR COM 278 278 New 19,227
ISHARES MSCI GERMANY ETF 277 277 New 9,366
NUVEEN MUN HIGH INCOME OPP FD COM 274 274 New 20,088
TTM TECHNOLOGIES INC COM 274 274 New 30,874
DUFF & PHELPS SLCT ENGY MLP FD COM 266 266 New 16,950
NEWFIELD EXPL CO COM 266 266 New 7,906
ISHARES MSCI MEX CAP ETF 264 264 New 4,406
AUTOLIV INC COM 262 262 New 2,329
ISHARES TR U.S. FINLS ETF 262 262 New 2,912
STAG INDL INC COM 259 259 New 10,500
FIRSTMERIT CORP COM 257 257 New 13,981
SPDR SERIES TRUST S&P RETAIL ETF 256 256 New 2,605
AUTONATION INC COM 256 256 New 4,170
RIVERBED TECHNOLOGY INC COM 248 248 New 11,828
BROOKFIELD MTG OPP INC FD INC COM 245 245 New 14,872
ROYAL GOLD INC COM 240 240 New 3,342
SPROUTS FMRS MKT INC COM 238 238 New 6,616
BLACKROCK MUNIYIELD QUALITY FD COM 237 237 New 15,404
LMP CAP & INCOME FD INC COM 237 237 New 13,787