OPPENHEIMER & CLOSE, LLC Information

119 WEST 57TH STREET, NEW YORK, New York, 10019, (212) 489-7527

Report Date: 06/30/2014

Position Statistics

Total Positions 55
New Positions 3
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 2
Total Mkt Value (in $ millions) 123

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.16%
Capital Goods 10.12%
Conglomerates
Consumer Cyclical 5.82%
Consumer/Non-Cyclical
Energy 6.57%
Financial 42.84%
Healthcare 7.95%
Services 3.21%
Technology 16.65%
Transportation 5.68%
Utilities

55 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR GOLD TRUST GOLD SHS 12,601 6 .05 101,734
CHARTER FINL CORP MD COM 7,224 -9 (0.13) 668,315
SUPERIOR INDS INTL INC COM 7,157 -8 (0.11) 367,993
CORNING INC COM 7,094 -10 (0.14) 340,057
MICROSOFT CORP COM 6,524 -12 (0.18) 143,601
CISCO SYS INC COM 6,294 -10 (0.16) 251,841
HELMERICH & PAYNE INC COM 6,108 -334 (5.19) 58,143
JOHNSON & JOHNSON COM 5,583 -7 (0.12) 53,818
SEACOR HOLDINGS INC COM 5,349 -3 (0.05) 65,546
3M CO COM 4,282 -593 (12.17) 29,733
NORTHFIELD BANCORP INC DEL COM 3,671 New 280,000
PFIZER INC COM 3,540 -11 (0.32) 120,464
MARKET VECTORS ETF TR GOLD MINER ETF 2,857 -5 (0.18) 107,045
INSTEEL INDUSTRIES INC COM 2,818 New 120,012
CONSOLIDATED TOMOKA LD CO COM 2,611 New 44,631
OCEAN SHORE HLDG CO NEW COM 2,502 New 173,363
HOMETRUST BANCSHARES INC COM 2,158 979 82.99 143,100
SP BANCORP INC COM 2,139 New 74,404
SI FINL GROUP INC MD COM 2,120 New 196,508
MALVERN BANCORP INC COM 2,045 New 187,782