OPPENHEIMER & CLOSE, LLC Information

119 WEST 57TH STREET, NEW YORK, New York, 10019, (212) 489-7527

Report Date: 06/30/2014

Position Statistics

Total Positions 54
New Positions 3
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 2
Total Mkt Value (in $ millions) 114

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.18%
Capital Goods 9.76%
Conglomerates
Consumer Cyclical 5.83%
Consumer/Non-Cyclical
Energy 5.83%
Financial 43.48%
Healthcare 8.36%
Services 3.08%
Technology 16.64%
Transportation 5.83%
Utilities

54 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR GOLD TRUST GOLD SHS 12,141 6 .05 101,734
CHARTER FINL CORP MD COM 7,385 -9 (0.13) 668,315
SUPERIOR INDS INTL INC COM 6,653 -8 (0.11) 367,993
MICROSOFT CORP COM 6,373 -12 (0.18) 143,601
CORNING INC COM 6,260 -9 (0.14) 340,057
CISCO SYS INC COM 5,858 -9 (0.16) 251,841
JOHNSON & JOHNSON COM 5,447 -6 (0.12) 53,818
SEACOR HOLDINGS INC COM 5,020 -2 (0.05) 65,546
HELMERICH & PAYNE INC COM 4,997 -274 (5.19) 58,143
3M CO COM 4,131 -572 (12.17) 29,733
NORTHFIELD BANCORP INC DEL COM 3,780 New 280,000
PFIZER INC COM 3,409 -11 (0.32) 120,464
INSTEEL INDUSTRIES INC COM 2,495 New 120,012
OCEAN SHORE HLDG CO NEW COM 2,392 New 173,363
CONSOLIDATED TOMOKA LD CO COM 2,232 New 44,631
MARKET VECTORS ETF TR GOLD MINER ETF 2,188 -4 (0.18) 107,045
HOMETRUST BANCSHARES INC COM 2,158 979 82.99 143,100
SI FINL GROUP INC MD COM 2,150 New 196,508
MALVERN BANCORP INC COM 2,101 New 187,782
HOPFED BANCORP INC COM 1,703 New 148,888