ODEY ASSET MANAGEMENT GROUP LTD Information

12 UPPER GROSVENOR STREET, LONDON, UNITED KINGDOM, , W1K 2ND, (40207) 208-1400

Report Date: 09/30/2014

Position Statistics

Total Positions 91
New Positions 12
Increased Positions 34
Decreased Positions 50
Positions with Activity 84
Sold Out Positions 13
Total Mkt Value (in $ millions) 2,926

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.62%
Capital Goods 19.54%
Conglomerates
Consumer Cyclical 14.53%
Consumer/Non-Cyclical 0.23%
Energy 2.9%
Financial 16.03%
Healthcare 0.09%
Services 17.11%
Technology 5.98%
Transportation 12.98%
Utilities 0.77%

91 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PALO ALTO NETWORKS INC COM 2,333 2,333 New 20,000
UNITED STATES STL CORP NEW COM 2,232 2,232 New 80,000
SCHLUMBERGER LTD COM 2,205 2,205 New 27,500
E M C CORP MASS COM 1,966 1,966 New 70,000
GRIFOLS S A SP ADR REP B NVT 1,642 New 50,000
AUTOZONE INC COM 1,495 179 13.64 2,500
AMERICAN INTL GROUP INC COM NEW 1,375 687 100 26,000
CHEVRON CORP NEW COM 1,017 New 10,000
HESS CORP COM 927 New 14,000
FORTUNE BRANDS HOME & SEC INC COM 877 New 20,000
PFIZER INC COM 859 859 New 28,000
HEWLETT PACKARD CO COM 746 -373 (33.33) 20,000
PLATINUM GROUP METALS LTD COM NEW 608 -17 (2.73) 1,240,139
AMAZON COM INC COM 590 207 53.85 2,000
CAPITAL ONE FINL CORP COM 469 469 New 6,000
LOUISIANA PAC CORP COM 466 -11,546 (96.12) 30,000
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 283 -50 (15.09) 45,000
AGNICO EAGLE MINES LTD COM 273 273 New 12,500
ACTIVISION BLIZZARD INC COM -3,095 Sold Out 0
BLACKROCK RES & COMM STRAT TR SHS -1,590 Sold Out 0