NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 83
Decreased Positions 96
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 10,011

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 5.77%
Conglomerates 0.03%
Consumer Cyclical 5.65%
Consumer/Non-Cyclical 2.74%
Energy 13.87%
Financial 27.67%
Healthcare 6.95%
Services 13.64%
Technology 16.57%
Transportation 1.52%
Utilities 1.18%

188 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
APPLIED MATLS INC COM -100,984 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -26,316 Sold Out 0
COTT CORP QUE COM -3,853 Sold Out 0
CSX CORP COM -9,394 Sold Out 0
HORMEL FOODS CORP COM -6,437 Sold Out 0
MATTHEWS INTL CORP CL A -3,500 Sold Out 0
NRG YIELD INC COM CL A -2,843 Sold Out 0
ORION MARINE GROUP INC COM -2,937 Sold Out 0
OXFORD LANE CAP CORP COM -532 Sold Out 0
TAUBMAN CTRS INC PFD SER K -915 Sold Out 0
TRIMAS CORP COM NEW -22,854 Sold Out 0
VALERO ENERGY CORP NEW COM -83,761 Sold Out 0
EQUITY COMWLTH CUM PFD E 7.25% 332 New 12,990
U M H PROPERTIES INC CV RED PFD-A 350 New 13,382
ISHARES TR CORE US AGGBD ET 439 -55 (11.11) 4,000
ABENGOA YIELD PLC ORD SHS 516 516 New 13,375
EXXON MOBIL CORP COM 709 11 1.57 7,120
APOLLO GLOBAL MGMT LLC CL A SHS 818 818 New 33,550
SUNSTONE HOTEL INVS INC NEW CV 8% CUM PFD-D 855 New 32,074
WASTE MGMT INC DEL COM 925 80 9.53 19,857