NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 8,071

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.24%
Capital Goods 7.13%
Conglomerates 0.04%
Consumer Cyclical 5.44%
Consumer/Non-Cyclical 2.68%
Energy 6.43%
Financial 26.16%
Healthcare 10.49%
Services 12.82%
Technology 18.31%
Transportation 2.44%
Utilities 2.45%

185 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACTUANT CORP CL A NEW -10,972 Sold Out 0
ALLY FINL INC COM -1,508 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -31,965 Sold Out 0
APPLE INC COM -3,670 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM -4,939 Sold Out 0
AURICO GOLD INC COM -920 Sold Out 0
BOSTON PRIVATE FINL HLDGS INC DEP SHS -2,540 Sold Out 0
CANADIAN NAT RES LTD COM -81,817 Sold Out 0
CAPITAL ONE FINL CORP COM -110,022 Sold Out 0
CUSHING RTY & INCOME FD COM SH BEN INT -410 Sold Out 0
DENBURY RES INC COM NEW -5,787 Sold Out 0
EATON CORP PLC SHS -1,011 Sold Out 0
EQUITY COMWLTH CUM PFD E 7.25% -315 Sold Out 0
ISHARES IBOXX HI YD ETF -5,733 Sold Out 0
ISHARES TR MSCI EAFE ETF -242 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -18,638 Sold Out 0
ISHARES TR CORE US VAL ETF -2,931 Sold Out 0
MEDLEY CAP CORP COM -5,124 Sold Out 0
MFS INTER INCOME TR SH BEN INT -4,955 Sold Out 0
MONSANTO CO NEW COM -3,275 Sold Out 0