NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,625

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.58%
Capital Goods 6.92%
Conglomerates 0.09%
Consumer Cyclical 5.23%
Consumer/Non-Cyclical 2.65%
Energy 7.51%
Financial 26.55%
Healthcare 8.46%
Services 13.33%
Technology 18.35%
Transportation 2.39%
Utilities 2.08%

201 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 6,010 630 11.71 96,015
ABENGOA YIELD PLC ORD SHS 1,599 -248 (13.44) 45,125
ACTUANT CORP CL A NEW 11,105 2,485 28.83 456,046
AGRIUM INC COM 100,242 -18,816 (15.8) 935,003
ALBANY INTL CORP CL A 57,967 4,656 8.73 1,424,595
ALLIANCEBERNSTEIN GBL HGH INCM COM -1,421 Sold Out 0
ALLY FINL INC COM 1,402 1,402 New 66,500
AMERICAN INTL GROUP INC COM NEW 93,949 -71,307 (43.15) 1,615,361
ANALOG DEVICES INC COM 4,240 -2,228 (34.45) 66,140
ANALOGIC CORP COM PAR $0.05 41,250 9,240 28.86 471,165
ANGLOGOLD ASHANTI LTD SPONSORED ADR 38,276 -7,945 (17.19) 3,393,286
AON PLC SHS CL A 164,814 -55,260 (25.11) 1,688,326
APACHE CORP COM 75,749 -97,990 (56.4) 1,069,750
APOLLO GLOBAL MGMT LLC CL A SHS -2,622 Sold Out 0
APPLE INC COM 3,506 -435 (11.04) 27,790
ARES CAP CORP COM 11,839 122 1.04 689,928
ARES DYNAMIC CR ALLOCATION FD COM 5,000 -1,404 (21.93) 304,481
ARLINGTON ASSET INVT CORP CL A NEW 5,518 -351 (5.98) 229,348
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 3,966 -133 (3.26) 148,892
ASTRAZENECA PLC SPONSORED ADR 4,786 142 3.05 66,440