NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,560

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 6.72%
Conglomerates 0.09%
Consumer Cyclical 5.23%
Consumer/Non-Cyclical 2.53%
Energy 7.54%
Financial 26.77%
Healthcare 8.28%
Services 13.31%
Technology 18.65%
Transportation 2.36%
Utilities 2.12%

201 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 3,923 -132 (3.26) 148,892
TEVA PHARMACEUTICAL INDS LTD ADR 248,413 -42,542 (14.62) 4,011,187
ERICSSON ADR B SEK 10 5,686 -439 (7.16) 518,600
ALBANY INTL CORP CL A 56,485 4,537 8.73 1,424,595
BIO RAD LABS INC CL A 76,542 4,424 6.13 558,378
COPA HOLDINGS SA CL A 44,066 44,066 New 404,020
PENNYMAC FINL SVCS INC CL A -2,009 Sold Out 0
CAPITAL BK FINL CORP CL A COM 52,859 38,993 281.22 1,925,636
ACTUANT CORP CL A NEW 10,863 2,431 28.83 456,046
ARLINGTON ASSET INVT CORP CL A NEW 4,961 -315 (5.98) 229,348
APOLLO GLOBAL MGMT LLC CL A SHS -2,749 Sold Out 0
VIACOM INC NEW CL B 140,438 6,514 4.86 2,011,147
ABBVIE INC COM 6,210 651 11.71 96,015
AGRIUM INC COM 97,717 -18,342 (15.8) 935,003
ALLIANCEBERNSTEIN GBL HGH INCM COM -1,420 Sold Out 0
ALLY FINL INC COM 1,476 1,476 New 66,500
ANALOG DEVICES INC COM 4,183 -2,199 (34.45) 66,140
APACHE CORP COM 73,331 -94,863 (56.4) 1,069,750
APPLE INC COM 3,577 -444 (11.04) 27,790
ARES CAP CORP COM 11,474 119 1.04 689,928