NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 8,068

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.24%
Capital Goods 7.09%
Conglomerates 0.04%
Consumer Cyclical 5.38%
Consumer/Non-Cyclical 2.74%
Energy 6.4%
Financial 26.89%
Healthcare 10.51%
Services 12.84%
Technology 17.93%
Transportation 2.3%
Utilities 2.36%

185 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACTUANT CORP CL A NEW -10,713 Sold Out 0
ALLY FINL INC COM -1,552 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -30,913 Sold Out 0
APPLE INC COM -3,522 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM -4,695 Sold Out 0
AURICO GOLD INC COM -816 Sold Out 0
BOSTON PRIVATE FINL HLDGS INC DEP SHS -2,550 Sold Out 0
CANADIAN NAT RES LTD COM -75,747 Sold Out 0
CAPITAL ONE FINL CORP COM -115,781 Sold Out 0
CUSHING RTY & INCOME FD COM SH BEN INT -359 Sold Out 0
DENBURY RES INC COM NEW -5,173 Sold Out 0
EATON CORP PLC SHS -946 Sold Out 0
EQUITY COMWLTH CUM PFD E 7.25% -313 Sold Out 0
ISHARES IBOXX HI YD ETF -5,617 Sold Out 0
ISHARES TR MSCI EAFE ETF -236 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -18,499 Sold Out 0
ISHARES TR CORE US VAL ETF -2,917 Sold Out 0
MEDLEY CAP CORP COM -5,036 Sold Out 0
MFS INTER INCOME TR SH BEN INT -4,770 Sold Out 0
MONSANTO CO NEW COM -2,906 Sold Out 0