NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,015

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 6.51%
Conglomerates 0.04%
Consumer Cyclical 5.39%
Consumer/Non-Cyclical 2.34%
Energy 9.14%
Financial 28.42%
Healthcare 7.9%
Services 14.56%
Technology 17.48%
Transportation 1.82%
Utilities 1.8%

195 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADVISORSHARES TR TRIMTABS FLT -4,641 Sold Out 0
ASTRONICS CORP CL B -10,397 Sold Out 0
BOB EVANS FARMS INC COM -24,219 Sold Out 0
CAMBRIA ETF TR SHSHLD YIELD ETF -4,314 Sold Out 0
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER -630 Sold Out 0
DELPHI AUTOMOTIVE PLC SHS -8,723 Sold Out 0
ENDURANCE SPECIALTY HLDGS LTD SHS -4,122 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY COM -15,542 Sold Out 0
ISHARES U.S. PFD STK ETF -1,362 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -1,671 Sold Out 0
PARTNERRE LTD COM -15,358 Sold Out 0
POWERSHARES ETF TRUST DYNA BUYBK ACH -4,573 Sold Out 0
SELECTIVE INS GROUP INC COM -1,430 Sold Out 0
TESORO CORP COM -131,495 Sold Out 0
TEXAS ROADHOUSE INC COM -7,613 Sold Out 0
TIME INC NEW COM -2,521 Sold Out 0
TREEHOUSE FOODS INC COM -25,319 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -2,095 Sold Out 0
CENTURYLINK INC COM 52,206 -66,808 (56.14) 1,330,434
GRIFFON CORP COM 11,176 -12,871 (53.52) 817,592