NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,689

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.87%
Capital Goods 5.72%
Conglomerates 0.03%
Consumer Cyclical 5.33%
Consumer/Non-Cyclical 2.63%
Energy 12.89%
Financial 28.38%
Healthcare 7.33%
Services 14%
Technology 16.81%
Transportation 1.58%
Utilities 1.23%

189 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
APPLIED MATLS INC COM -98,803 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -26,647 Sold Out 0
COTT CORP QUE COM -3,668 Sold Out 0
CSX CORP COM -9,829 Sold Out 0
HORMEL FOODS CORP COM -6,521 Sold Out 0
MATTHEWS INTL CORP CL A -3,355 Sold Out 0
NRG YIELD INC COM CL A -2,530 Sold Out 0
ORION MARINE GROUP INC COM -2,890 Sold Out 0
OXFORD LANE CAP CORP COM -494 Sold Out 0
TAUBMAN CTRS INC PFD SER K -928 Sold Out 0
TRIMAS CORP COM NEW -17,668 Sold Out 0
VALERO ENERGY CORP NEW COM -72,857 Sold Out 0
BARRICK GOLD CORP COM 994 -74,141 (98.68) 66,274
TCP CAP CORP COM 1,053 -3,703 (77.86) 64,262
TIME INC NEW COM 2,398 -8,278 (77.54) 102,082
HOMESTREET INC COM 2,429 -5,139 (67.9) 137,003
MEASUREMENT SPECIALTIES INC COM 10,413 -17,291 (62.41) 121,416
CENTURYLINK INC COM 122,533 -162,845 (57.06) 3,032,985
SELECTIVE INS GROUP INC COM 1,195 -1,542 (56.34) 53,049
SANOFI SPONSORED ADR 144,985 -159,194 (52.34) 2,602,503