NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 8,764

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.39%
Capital Goods 6.64%
Conglomerates 0.04%
Consumer Cyclical 5.42%
Consumer/Non-Cyclical 2.28%
Energy 9.39%
Financial 28.22%
Healthcare 7.81%
Services 14.53%
Technology 17.24%
Transportation 1.82%
Utilities 1.81%

195 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
TESORO CORP COM -134,980 Sold Out 0
AMERICAN INTL GROUP INC COM NEW 138,860 -130,851 (48.52) 2,841,413
TIME WARNER INC COM NEW 125,748 -92,882 (42.48) 1,613,603
HARTFORD FINL SVCS GROUP INC COM 215,853 -78,787 (26.74) 5,548,924
NORWEGIAN CRUISE LINE HLDGS LT SHS 156,581 -67,665 (30.17) 3,578,186
CENTURYLINK INC COM 49,452 -63,284 (56.14) 1,330,434
MICROSOFT CORP COM 196,546 -60,457 (23.52) 4,865,012
GOLDMAN SACHS GROUP INC COM 94,104 -33,551 (26.28) 545,817
HARMAN INTL INDS INC COM 24,226 -26,264 (52.02) 186,889
ISHARES TR IBOXX INV CP ETF 25,916 -25,894 (49.98) 209,186
TREEHOUSE FOODS INC COM -25,422 Sold Out 0
BOB EVANS FARMS INC COM -24,232 Sold Out 0
CANADIAN NAT RES LTD COM 91,342 -23,628 (20.55) 3,156,241
MKS INSTRUMENT INC COM 21,187 -23,477 (52.57) 605,156
TEVA PHARMACEUTICAL INDS LTD ADR 267,135 -22,039 (7.62) 4,698,117
GENERAL MTRS CO COM 189,336 -21,453 (10.18) 5,804,278
CITIGROUP INC COM NEW 250,333 -20,736 (7.65) 5,331,898
INTERPUBLIC GROUP COS INC COM 178,553 -19,271 (9.74) 8,954,522
CVS HEALTH CORP COM 190,349 -17,629 (8.48) 1,939,169
WELLS FARGO & CO NEW COM 181,068 -17,441 (8.79) 3,487,441