NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 7,943

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.32%
Capital Goods 7.01%
Conglomerates 0.04%
Consumer Cyclical 5.34%
Consumer/Non-Cyclical 2.81%
Energy 6.33%
Financial 26.99%
Healthcare 10.6%
Services 12.9%
Technology 17.7%
Transportation 2.36%
Utilities 2.3%

185 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES IBOXX HI YD ETF -5,582 Sold Out 0
ISHARES TR MSCI EAFE ETF -229 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -18,282 Sold Out 0
ISHARES TR CORE US VAL ETF -2,879 Sold Out 0
MEDLEY CAP CORP COM -4,953 Sold Out 0
MFS INTER INCOME TR SH BEN INT -4,811 Sold Out 0
MONSANTO CO NEW COM -2,974 Sold Out 0
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G -859 Sold Out 0
PENNANTPARK FLOATING RATE CAP COM -5,915 Sold Out 0
PREFERRED APT CMNTYS INC COM -3,749 Sold Out 0
PROCTER & GAMBLE CO COM -1,875 Sold Out 0
RITE AID CORP COM -1,735 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -903 Sold Out 0
TCP CAP CORP COM -3,971 Sold Out 0
TENNECO INC COM -3,252 Sold Out 0
TRIPLEPOINT VENTR GRW BDC CORP COM -3,351 Sold Out 0
UNITEDHEALTH GROUP INC COM -835 Sold Out 0
VIRGIN AMER INC COM VTG -1,008 Sold Out 0
VISTA OUTDOOR INC COM -61,467 Sold Out 0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR -2,697 Sold Out 0