NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.43%
Capital Goods 4.9%
Conglomerates
Consumer Cyclical 6.01%
Consumer/Non-Cyclical 2.5%
Energy 14.48%
Financial 28.06%
Healthcare 8.19%
Services 14.12%
Technology 14.45%
Transportation 1.66%
Utilities 1.03%

180 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
U M H PROPERTIES INC CV RED PFD-A 356 53 17.57 13,382
COMMONWEALTH REIT CV PFD-E 7.25% 336 New 12,990
ENDURANCE SPECIALTY HLDGS LTD SHS 272 272 New 5,000
BEST BUY INC COM -1,131 Sold Out 0
CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 -1,046 Sold Out 0
COPA HOLDINGS SA CL A -1,687 Sold Out 0
FRONTIER COMMUNICATIONS CORP COM -1,953 Sold Out 0
GOLUB CAP BDC INC COM -1,495 Sold Out 0
HSBC HLDGS PLC ADR A 1/40PF A -324 Sold Out 0
ISHARES 7-10 Y TR BD ETF -265 Sold Out 0
ISHARES CORE US VAL ETF -1,018 Sold Out 0
ISHARES RUS 1000 VAL ETF -16,856 Sold Out 0
MIDDLEBY CORP COM -4,833 Sold Out 0
MOSAIC CO NEW COM -47,751 Sold Out 0
PMC-SIERRA INC COM -23,783 Sold Out 0
RELIANCE STEEL & ALUMINUM CO COM -3,884 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -399 Sold Out 0
TYSON FOODS INC CL A -988 Sold Out 0
VERIZON COMMUNICATIONS INC COM -694 Sold Out 0
WILLIS GROUP HOLDINGS PUBLIC L SHS -34,540 Sold Out 0