NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 84
Decreased Positions 95
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,115

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.98%
Capital Goods 5.93%
Conglomerates 0.03%
Consumer Cyclical 5.43%
Consumer/Non-Cyclical 2.76%
Energy 11.41%
Financial 28.78%
Healthcare 7.46%
Services 14.35%
Technology 16.74%
Transportation 1.65%
Utilities 1.25%

188 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRIPLEPOINT VENTR GRW BDC CORP COM 3,502 New 248,196
GENERAL ELECTRIC CO COM 3,492 -188 (5.1) 139,500
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 3,398 1,838 117.80 110,686
SUNCOR ENERGY INC NEW COM 3,304 New 97,825
CUSHING RTY & INCOME FD COM SH BEN INT 3,031 1,917 172.06 193,923
HANNON ARMSTRONG SUST INFR CAP COM 3,024 3,024 New 217,877
HOMESTREET INC COM 2,355 -4,983 (67.9) 137,003
PROCTER & GAMBLE CO COM 2,285 -1,082 (32.13) 27,148
BOSTON PRIVATE FINL HLDGS INC DEP SHS 2,259 482 27.15 91,623
KONINKLIJKE PHILIPS N V NY REG SH NEW 2,148 315 17.18 78,450
TWENTY FIRST CENTY FOX INC CL A 2,019 -958 (32.19) 61,100
UNITEDHEALTH GROUP INC COM 1,998 1,597 398.67 22,565
TIME INC NEW COM 1,996 -6,890 (77.54) 102,082
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 1,995 113 5.98 34,550
PENNYMAC FINL SVCS INC CL A 1,694 -141 (7.71) 108,444
AURICO GOLD INC COM 1,610 -117 (6.75) 421,350
ISHARES TR RUS 1000 VAL ETF 1,562 1,562 New 16,155
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,504 1,504 New 113,000
WEYERHAEUSER CO COM 1,378 -110 (7.42) 41,457
ISHARES U.S. PFD STK ETF 1,349 1,349 New 34,200