NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,873

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.02%
Capital Goods 5.79%
Conglomerates 0.03%
Consumer Cyclical 5.53%
Consumer/Non-Cyclical 2.67%
Energy 13.14%
Financial 28.07%
Healthcare 7.09%
Services 13.87%
Technology 16.85%
Transportation 1.53%
Utilities 1.2%

189 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRIPLEPOINT VENTR GRW BDC CORP COM 3,820 New 248,196
SUNCOR ENERGY INC NEW COM 3,808 New 97,825
ARES DYNAMIC CR ALLOCATION FD COM 3,696 3,696 New 210,705
GENERAL ELECTRIC CO COM 3,616 -194 (5.1) 139,500
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 3,609 1,952 117.80 110,686
HANNON ARMSTRONG SUST INFR CAP COM 3,048 3,048 New 217,877
NEW RESIDENTIAL INVT CORP COM 2,528 2,528 New 411,125
HOMESTREET INC COM 2,452 -5,188 (67.9) 137,003
TIME INC NEW COM 2,436 -8,408 (77.54) 102,082
KONINKLIJKE PHILIPS N V NY REG SH NEW 2,375 348 17.18 78,450
PROCTER & GAMBLE CO COM 2,277 -1,078 (32.13) 27,148
BOSTON PRIVATE FINL HLDGS INC DEP SHS 2,268 484 27.15 91,623
TWENTY FIRST CENTY FOX INC CL A 2,133 -1,012 (32.19) 61,100
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 2,068 117 5.98 34,550
UNITEDHEALTH GROUP INC COM 1,941 1,552 398.67 22,565
ISHARES TR RUS 1000 VAL ETF 1,647 1,647 New 16,155
PENNYMAC FINL SVCS INC CL A 1,643 -137 (7.71) 108,444
AURICO GOLD INC COM 1,588 -115 (6.75) 421,350
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,567 1,567 New 113,000
WHITING USA TR II TR UNIT 1,431 1,431 New 116,723