NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 83
Decreased Positions 96
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,933

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 5.76%
Conglomerates 0.03%
Consumer Cyclical 5.66%
Consumer/Non-Cyclical 2.73%
Energy 13.82%
Financial 27.49%
Healthcare 6.98%
Services 13.76%
Technology 16.63%
Transportation 1.54%
Utilities 1.18%

188 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TEXAS ROADHOUSE INC COM 5,793 475 8.94 222,140
NIPPON TELEG & TEL CORP SPONSORED ADR 5,773 537 10.26 173,629
GENERAL PHYSICS CORP COM 5,737 1,497 35.31 1,240,406
ACTUANT CORP CL A NEW 5,389 5,389 New 157,153
ARLINGTON ASSET INVT CORP CL A NEW 5,283 -170 (3.12) 189,548
MICROCHIP TECHNOLOGY INC COM 5,171 -2 (0.05) 108,250
MERCK & CO INC NEW COM 4,989 -529 (9.59) 84,311
ING GROEP N V SPONSORED ADR 4,890 -10 (0.2) 360,072
ASTRAZENECA PLC SPONSORED ADR 4,710 -1,532 (24.55) 64,475
ABBVIE INC COM 4,630 4,630 New 83,878
ANALOG DEVICES INC COM 4,624 New 88,075
PENNANTPARK FLOATING RATE CAP COM 4,569 New 324,492
ADVISORSHARES TR TRIMTABS FLT 4,379 4,379 New 83,575
POWERSHARES ETF TRUST DYNA BUYBK ACH 4,368 4,368 New 95,825
CAMBRIA ETF TR SHSHLD YIELD ETF 4,331 4,331 New 138,725
HERCULES TECH GROWTH CAP INC COM 4,296 3,246 309.00 283,025
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,284 -14 (0.32) 156,620
CUSHING RTY & INCOME FD COM SH BEN INT 3,927 2,484 172.06 193,923
SUNCOR ENERGY INC NEW COM 3,927 New 97,825
TRIPLEPOINT VENTR GRW BDC CORP COM 3,859 New 248,196