NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 7,924

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 6.98%
Conglomerates 0.04%
Consumer Cyclical 5.34%
Consumer/Non-Cyclical 2.78%
Energy 6.37%
Financial 26.9%
Healthcare 10.6%
Services 12.94%
Technology 17.73%
Transportation 2.38%
Utilities 2.33%

185 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARVELL TECHNOLOGY GROUP LTD ORD 4,586 4,586 New 341,733
KONINKLIJKE PHILIPS N V NY REG SH NEW 4,518 33 .74 174,910
MERCK & CO INC NEW COM 4,399 -435 (9) 76,286
ANALOG DEVICES INC COM 4,263 5 .11 66,210
ARLINGTON ASSET INVT CORP CL A NEW 4,055 -454 (10.07) 206,248
KIMBALL ELECTRONICS INC COM 3,966 3,966 New 269,278
GENERAL PHYSICS CORP COM 3,848 457 13.48 832,052
NAVIOS MARITIME HLDGS INC SPON ADR PFD H 3,594 -558 (13.43) 189,161
ASTRAZENECA PLC SPONSORED ADR 3,419 -927 (21.34) 52,265
HANNON ARMSTRONG SUST INFR CAP COM 3,167 -5,102 (61.7) 158,295
MICROCHIP TECHNOLOGY INC COM 3,111 -201 (6.07) 66,875
ISHARES U.S. PFD STK ETF 2,933 -15,726 (84.28) 75,000
TOTAL S A SPONSORED ADR 2,815 -1,626 (36.61) 57,915
AVIVA PLC ADR 2,646 2,646 New 169,620
BARCLAYS PLC ADR 2,619 2,619 New 157,285
STONEMOR PARTNERS L P COM UNITS 2,290 -1,096 (32.37) 72,725
INLAND REAL ESTATE CORP REDM PFD SER B 1,831 -366 (16.65) 70,424
SAGENT PHARMACEUTICALS INC COM 1,820 -11,396 (86.23) 72,373
ABENGOA YIELD PLC ORD SHS 1,568 139 9.75 49,525
NATIONAL CINEMEDIA INC COM 1,210 -1,098 (47.58) 77,282