NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2015

Position Statistics

Total Positions 158
New Positions 9
Increased Positions 62
Decreased Positions 94
Positions with Activity 156
Sold Out Positions 10
Total Mkt Value (in $ millions) 6,941

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 7.21%
Conglomerates 0%
Consumer Cyclical 5.12%
Consumer/Non-Cyclical 3.24%
Energy 6.76%
Financial 25.51%
Healthcare 9.66%
Services 11.41%
Technology 19.69%
Transportation 2.32%
Utilities 2.45%

158 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTHSTAR RLTY FIN CORP COM NEW 5,628 996 21.51 395,475
ERICSSON ADR B SEK 10 5,324 359 7.23 535,110
KIMBALL ELECTRONICS INC COM 5,154 2,038 65.41 445,424
ING GROEP N V SPONSORED ADR 4,730 -80 (1.66) 308,955
AMERICAN INTL GROUP INC COM NEW 4,645 -819 (14.99) 76,145
AVIVA PLC ADR 4,142 1,595 62.59 275,785
MERCK & CO INC NEW COM 4,086 -138 (3.27) 73,790
TPG SPECIALTY LENDING INC COM 4,032 -1,560 (27.9) 234,409
VIAVI SOLUTIONS INC COM 3,909 -125 (3.1) 704,260
MARVELL TECHNOLOGY GROUP LTD ORD 3,790 -79 (2.04) 334,774
VECTOR GROUP LTD COM 3,500 3,500 New 146,125
GENERAL PHYSICS CORP COM 3,384 -464 (12.06) 731,686
BARCLAYS PLC ADR 2,962 436 17.27 184,450
LUMENTUM HLDGS INC COM 2,806 -90 (3.1) 140,852
STONEMOR PARTNERS L P COM UNITS 2,776 797 40.29 102,025
MICROCHIP TECHNOLOGY INC COM 2,761 -131 (4.53) 63,845
TOTAL S A SPONSORED ADR 2,669 New 57,915
INLAND REAL ESTATE CORP REDM PFD SER B 1,867 84 4.71 73,744
APARTMENT INVT & MGMT CO PFD CL A 6.875% 1,547 1,547 New 57,165
NATIONAL CINEMEDIA INC COM 1,354 326 31.69 101,775