NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,792

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.49%
Capital Goods 4.83%
Conglomerates
Consumer Cyclical 6.03%
Consumer/Non-Cyclical 2.61%
Energy 14.29%
Financial 28.17%
Healthcare 8.18%
Services 13.77%
Technology 14.65%
Transportation 1.64%
Utilities 1.17%

180 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NATIONAL CINEMEDIA INC COM 6,024 1,979 48.94 351,866
BANK NEW YORK MELLON CORP COM 5,960 11 .19 158,500
MERCK & CO INC NEW COM 5,425 -1,772 (24.63) 93,255
MICROCHIP TECHNOLOGY INC COM 5,339 1,396 35.42 108,300
TEXAS ROADHOUSE INC COM 5,218 -2,348 (31.03) 203,919
ARLINGTON ASSET INVT CORP CL A NEW 5,212 5,212 New 195,648
TCP CAP CORP COM 5,154 -313 (5.72) 290,212
NIPPON TELEG & TEL CORP SPONSORED ADR 5,013 18 .35 157,479
ING GROEP N V SPONSORED ADR 4,990 4,990 New 360,797
ANALOG DEVICES INC COM 4,796 114 2.44 88,075
PENNANTPARK FLOATING RATE CAP COM 4,559 4,559 New 324,492
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,337 25 .58 157,120
GENERAL PHYSICS CORP COM 4,240 -57 (1.33) 916,742
SUNCOR ENERGY INC NEW COM 4,155 -32 (0.76) 97,825
TRIPLEPOINT VENTR GRW BDC CORP COM 4,016 4,016 New 248,196
GENERAL ELECTRIC CO COM 3,876 4 .10 147,000
COTT CORP QUE COM 3,747 -6,088 (61.9) 527,050
PROCTER & GAMBLE CO COM 3,222 New 40,000
TWENTY FIRST CENTY FOX INC CL A 3,163 New 90,100
ORION MARINE GROUP INC COM 3,118 -502 (13.86) 288,743


Create your free portfolio