NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 186
New Positions 16
Increased Positions 76
Decreased Positions 110
Positions with Activity 186
Sold Out Positions 38
Total Mkt Value (in $ millions) 7,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.07%
Capital Goods 6.74%
Conglomerates 0.04%
Consumer Cyclical 5.24%
Consumer/Non-Cyclical 2.6%
Energy 6.09%
Financial 27.27%
Healthcare 11.44%
Services 12.21%
Technology 17.44%
Transportation 2.25%
Utilities 2.36%

186 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KONINKLIJKE PHILIPS N V NY REG SH NEW 4,864 36 .74 174,910
HERCULES TECH GROWTH CAP INC COM 4,525 782 20.91 404,700
MERCK & CO INC NEW COM 4,498 -445 (9) 76,286
MARVELL TECHNOLOGY GROUP LTD ORD 4,251 4,251 New 341,733
ARLINGTON ASSET INVT CORP CL A NEW 3,939 -441 (10.07) 206,248
ANALOG DEVICES INC COM 3,862 4 .11 66,210
GENERAL PHYSICS CORP COM 3,848 457 13.48 832,052
KIMBALL ELECTRONICS INC COM 3,611 3,611 New 269,278
ASTRAZENECA PLC SPONSORED ADR 3,532 -958 (21.34) 104,530
NAVIOS MARITIME HLDGS INC SPON ADR PFD H 3,380 -524 (13.43) 189,161
HANNON ARMSTRONG SUST INFR CAP COM 3,177 -5,117 (61.7) 158,295
ISHARES U.S. PFD STK ETF 2,964 -15,895 (84.28) 75,000
MICROCHIP TECHNOLOGY INC COM 2,865 -185 (6.07) 66,875
TOTAL S A SPONSORED ADR 2,855 -1,649 (36.61) 57,915
BARCLAYS PLC ADR 2,828 2,828 New 157,285
AVIVA PLC ADR 2,780 2,780 New 169,620
STONEMOR PARTNERS L P COM UNITS 2,201 -1,053 (32.37) 72,725
SAGENT PHARMACEUTICALS INC COM 1,779 -11,138 (86.23) 72,373
INLAND REAL ESTATE CORP REDM PFD SER B 1,761 -352 (16.65) 70,424
ABENGOA YIELD PLC ORD SHS 1,257 112 9.75 49,525


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