NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,779

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.53%
Capital Goods 4.76%
Conglomerates
Consumer Cyclical 5.8%
Consumer/Non-Cyclical 2.48%
Energy 14.4%
Financial 27.98%
Healthcare 8.17%
Services 14.5%
Technology 14.55%
Transportation 1.62%
Utilities 1.03%

180 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESCO INTL INC COM 15,658 3,998 34.29 193,886
PARTNERRE LTD COM 15,651 3,806 32.13 147,305
ANALOGIC CORP COM PAR $0.05 15,305 8,205 115.56 211,310
PACWEST BANCORP DEL COM 13,097 -404 (3) 314,195
REDWOOD TR INC COM 11,083 -185 (1.64) 570,429
TIME INC NEW COM 11,080 1,434 14.86 454,488
DELPHI AUTOMOTIVE PLC SHS 10,924 -698 (6) 160,772
ARES CAP CORP COM 9,647 35 .37 566,450
JDS UNIPHASE CORP COM PAR $0.001 9,429 9,429 New 803,178
CSX CORP COM 9,299 -1,130 (10.84) 304,690
ERICSSON ADR B SEK 10 9,247 1,458 18.72 730,375
MFS INTER INCOME TR SH BEN INT 8,226 2,947 55.83 1,543,356
HOMESTREET INC COM 7,461 -8,899 (54.39) 426,857
MEDLEY CAP CORP COM 7,415 1,624 28.05 568,193
GLAXOSMITHKLINE PLC SPONSORED ADR 7,147 -2,907 (28.91) 148,800
ROYAL DUTCH SHELL PLC SPONS ADR A 7,072 -2,491 (26.05) 86,600
TOTAL S A SPONSORED ADR 6,528 New 94,050
ASTRAZENECA PLC SPONSORED ADR 6,247 New 85,450
BANK NEW YORK MELLON CORP COM 6,216 12 .19 158,500
HORMEL FOODS CORP COM 6,040 1,139 23.23 128,374