NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,531

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 6.7%
Conglomerates 0.09%
Consumer Cyclical 5.25%
Consumer/Non-Cyclical 2.53%
Energy 7.58%
Financial 26.63%
Healthcare 8.3%
Services 13.33%
Technology 18.72%
Transportation 2.37%
Utilities 2.11%

201 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENNYMAC MTG INVT TR COM 13,762 -1,322 (8.77) 658,177
WESCO INTL INC COM 12,457 -1,882 (13.12) 170,638
SAGENT PHARMACEUTICALS INC COM 12,307 191 1.58 525,491
JAZZ PHARMACEUTICALS PLC SHS USD 11,709 -13,361 (53.29) 64,783
ARES CAP CORP COM 11,694 121 1.04 689,928
ACTUANT CORP CL A NEW 10,890 2,437 28.83 456,046
MKS INSTRUMENT INC COM 10,778 -10,808 (50.07) 302,147
GLAXOSMITHKLINE PLC SPONSORED ADR 9,407 -161 (1.68) 204,625
NEW RESIDENTIAL INVT CORP COM NEW 8,510 -29 (0.34) 502,336
REDWOOD TR INC COM 8,185 -599 (6.82) 482,011
BANK NEW YORK MELLON CORP COM 8,005 10 .13 187,295
HANNON ARMSTRONG SUST INFR CAP COM 7,918 3,512 79.70 413,277
NIPPON TELEG & TEL CORP SPONSORED ADR 7,598 1,707 28.97 222,370
NORTHSTAR RLTY FIN CORP COM NEW 6,943 2,469 55.17 365,425
DENBURY RES INC COM NEW 6,839 -12,287 (64.24) 797,112
ABBVIE INC COM 6,176 648 11.71 96,015
PENNANTPARK FLOATING RATE CAP COM 6,020 -489 (7.52) 420,678
ISHARES IBOXX HI YD ETF 5,731 5,731 New 63,125
HOMESTREET INC COM 5,707 2,816 97.40 275,018
ERICSSON ADR B SEK 10 5,694 -439 (7.16) 518,600