NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 196
New Positions 19
Increased Positions 86
Decreased Positions 104
Positions with Activity 190
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,299

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.95%
Capital Goods 6.31%
Conglomerates 0.04%
Consumer Cyclical 5.23%
Consumer/Non-Cyclical 2.53%
Energy 9.26%
Financial 29.48%
Healthcare 7.41%
Services 14.22%
Technology 17.61%
Transportation 1.75%
Utilities 1.82%

196 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMSTOCK RES INC COM NEW 18,138 8,348 85.27 2,508,749
JDS UNIPHASE CORP COM PAR $0.001 17,169 -2,446 (12.47) 1,232,515
PENNYMAC MTG INVT TR COM 15,792 -550 (3.37) 721,416
WESCO INTL INC COM 15,122 757 5.27 196,413
CARRIZO OIL & GAS INC COM 14,633 1,094 8.08 363,408
SAGENT PHARMACEUTICALS INC COM 13,513 -7,436 (35.5) 517,326
CAPITAL BK FINL CORP CL A COM 13,229 13,229 New 505,124
LANDEC CORP COM 11,273 11,273 New 867,182
ARES CAP CORP COM 10,863 3,235 42.40 682,800
GRIFFON CORP COM 10,621 -12,230 (53.52) 817,592
REDWOOD TR INC COM 10,258 -694 (6.34) 517,299
ACTUANT CORP CL A NEW 9,487 5,276 125.26 354,002
GLAXOSMITHKLINE PLC SPONSORED ADR 9,022 2,570 39.82 208,125
BANK NEW YORK MELLON CORP COM 7,641 New 187,050
METHODE ELECTRS INC COM 7,181 -3,475 (32.61) 205,642
NEW RESIDENTIAL INVT CORP COM NEW 6,810 4,032 145.20 504,038
ERICSSON ADR B SEK 10 6,793 -2,131 (23.88) 558,600
ARLINGTON ASSET INVT CORP CL A NEW 6,759 1,507 28.69 243,923
NATIONAL CINEMEDIA INC COM 6,640 673 11.29 491,100
HERCULES TECH GROWTH CAP INC COM 6,366 2,180 52.07 430,400


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