NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 8,974

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 6.55%
Conglomerates 0.04%
Consumer Cyclical 5.39%
Consumer/Non-Cyclical 2.33%
Energy 9.31%
Financial 28.37%
Healthcare 7.91%
Services 14.57%
Technology 17.19%
Transportation 1.84%
Utilities 1.82%

195 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HOOKER FURNITURE CORP COM 26,996 2,656 10.91 1,506,489
STONERIDGE INC COM 26,464 7,898 42.54 2,009,392
CLEARWATER PAPER CORP COM 26,173 -16,786 (39.08) 350,511
ISHARES TR IBOXX INV CP ETF 25,592 -25,570 (49.98) 209,186
BRUKER CORP COM 24,417 1,876 8.32 1,312,031
JAZZ PHARMACEUTICALS PLC SHS USD 24,208 -11,906 (32.97) 138,705
MATERION CORP COM 23,706 17,073 257.38 694,170
NEENAH PAPER INC COM 23,146 -6,172 (21.05) 387,581
ENTEGRIS INC COM 22,833 644 2.90 1,789,419
MCDONALDS CORP COM 21,887 21,887 New 244,360
RAMBUS INC DEL COM 21,530 1,327 6.57 1,891,899
MKS INSTRUMENT INC COM 21,084 -23,363 (52.57) 605,156
EURONET WORLDWIDE INC COM 20,738 -12,547 (37.7) 413,268
FBR & CO COM NEW 20,735 -822 (3.81) 898,782
MCDERMOTT INTL INC COM 20,676 778 3.91 8,989,716
EXPRESS INC COM 20,428 -8,811 (30.13) 1,535,934
ESTERLINE TECHNOLOGIES CORP COM 20,326 -4,357 (17.65) 180,160
HARMAN INTL INDS INC COM 19,128 -20,737 (52.02) 186,889
JDS UNIPHASE CORP COM PAR $0.001 16,972 -2,418 (12.47) 1,232,515
PENNYMAC MTG INVT TR COM 16,333 -569 (3.37) 721,416