NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 22
Increased Positions 79
Decreased Positions 99
Positions with Activity 178
Sold Out Positions 19
Total Mkt Value (in $ millions) 11,547

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.42%
Capital Goods 4.77%
Conglomerates
Consumer Cyclical 5.08%
Consumer/Non-Cyclical 2.93%
Energy 14.44%
Financial 29.53%
Healthcare 8.68%
Services 11.04%
Technology 15.14%
Transportation 1.78%
Utilities 1.13%

183 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PHILLIPS 66 COM 89,794 89,794 New 1,091,056
PHILIP MORRIS INTL INC COM 74,183 -1,465 (1.94) 890,012
MICROSEMI CORP COM 73,534 16,827 29.67 2,920,338
REINSURANCE GROUP AMER INC COM NEW 66,593 -4,153 (5.87) 838,276
ORBITAL SCIENCES CORP COM 64,027 304 .48 2,308,950
HARMAN INTL INDS INC COM 63,523 -47,529 (42.8) 571,353
ELIZABETH ARDEN INC COM 61,449 9,342 17.93 1,930,549
TERADYNE INC COM 60,469 12,123 25.07 3,152,725
INTERPUBLIC GROUP COS INC COM 59,709 12,822 27.35 3,425,664
INTERNATIONAL RECTIFIER CORP COM 57,583 37,279 183.61 2,147,818
LSI CORPORATION COM 52,994 -46,708 (46.85) 4,757,093
COHERENT INC COM 51,672 -5,227 (9.19) 819,148
ISHARES IBOXX INV CP ETF 51,275 -1,326 (2.52) 434,751
FORESTAR GROUP INC COM 50,974 2,644 5.47 2,841,345
TREEHOUSE FOODS INC COM 50,164 2,232 4.66 674,703
MOSAIC CO NEW COM 49,099 -21,756 (30.71) 1,005,294
TEXAS CAPITAL BANCSHARES INC COM 45,734 461 1.02 708,289
BIO RAD LABS INC CL A 41,151 38,364 1,376.49 331,811
WESTERN ALLIANCE BANCORP COM 39,699 1,473 3.85 1,653,417
CARRIZO OIL & GAS INC COM 38,524 -45,374 (54.08) 703,245