NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,768

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.51%
Capital Goods 4.81%
Conglomerates
Consumer Cyclical 5.79%
Consumer/Non-Cyclical 2.48%
Energy 14.33%
Financial 28.02%
Healthcare 8.21%
Services 14.46%
Technology 14.58%
Transportation 1.62%
Utilities 1.02%

17 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BEST BUY INC COM -1,131 Sold Out 0
CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 -1,101 Sold Out 0
COPA HOLDINGS SA CL A -1,651 Sold Out 0
FRONTIER COMMUNICATIONS CORP COM -2,224 Sold Out 0
GOLUB CAP BDC INC COM -1,448 Sold Out 0
HSBC HLDGS PLC ADR A 1/40PF A -323 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -263 Sold Out 0
ISHARES TR CORE US VAL ETF -1,007 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -16,693 Sold Out 0
MIDDLEBY CORP COM -4,727 Sold Out 0
MOSAIC CO NEW COM -47,430 Sold Out 0
PMC-SIERRA INC COM -23,208 Sold Out 0
RELIANCE STEEL & ALUMINUM CO COM -3,615 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -395 Sold Out 0
TYSON FOODS INC CL A -961 Sold Out 0
VERIZON COMMUNICATIONS INC COM -706 Sold Out 0
WILLIS GROUP HOLDINGS PUBLIC L SHS -32,734 Sold Out 0