NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2016

Position Statistics

Total Positions 152
New Positions 7
Increased Positions 55
Decreased Positions 95
Positions with Activity 150
Sold Out Positions 14
Total Mkt Value (in $ millions) 6,223

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.72%
Capital Goods 7.97%
Conglomerates
Consumer Cyclical 4.71%
Consumer/Non-Cyclical 4.76%
Energy 9.36%
Financial 26.56%
Healthcare 5.7%
Services 12.65%
Technology 17.58%
Transportation 2.31%
Utilities 2.84%

14 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CALIFORNIA RES CORP COM NEW -201 Sold Out 0
EBAY INC COM -37,670 Sold Out 0
EXPRESS INC COM -5,720 Sold Out 0
INLAND REAL ESTATE CORP REDM PFD SER B -684 Sold Out 0
ISHARES TR CORE US VAL ETF -5,730 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -2,166 Sold Out 0
ISHARES TR MSCI EAFE ETF -240 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -31,328 Sold Out 0
MERCK & CO INC COM -3,834 Sold Out 0
MICROCHIP TECHNOLOGY INC COM -3,220 Sold Out 0
NEW RESIDENTIAL INVT CORP COM NEW -6,771 Sold Out 0
PACCAR INC COM -57,858 Sold Out 0
ROYAL DUTCH SHELL PLC SPONS ADR A -57,765 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -1,300 Sold Out 0