NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2016

Position Statistics

Total Positions 152
New Positions 7
Increased Positions 55
Decreased Positions 95
Positions with Activity 150
Sold Out Positions 14
Total Mkt Value (in $ millions) 6,287

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 7.77%
Conglomerates
Consumer Cyclical 4.82%
Consumer/Non-Cyclical 4.19%
Energy 9.08%
Financial 28.1%
Healthcare 5.72%
Services 12.16%
Technology 17.73%
Transportation 2.22%
Utilities 2.6%

14 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CALIFORNIA RES CORP COM -231 Sold Out 0
EBAY INC COM -38,208 Sold Out 0
EXPRESS INC COM -6,535 Sold Out 0
INLAND REAL ESTATE CORP REDM PFD SER B -684 Sold Out 0
ISHARES TR CORE US VAL ETF -5,717 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -2,118 Sold Out 0
ISHARES TR MSCI EAFE ETF -256 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -31,356 Sold Out 0
MERCK & CO INC NEW COM -3,768 Sold Out 0
MICROCHIP TECHNOLOGY INC COM -3,117 Sold Out 0
NEW RESIDENTIAL INVT CORP COM NEW -6,838 Sold Out 0
PACCAR INC COM -59,216 Sold Out 0
ROYAL DUTCH SHELL PLC SPONS ADR A -54,463 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -1,294 Sold Out 0