NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,779

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.53%
Capital Goods 4.76%
Conglomerates
Consumer Cyclical 5.8%
Consumer/Non-Cyclical 2.48%
Energy 14.4%
Financial 27.98%
Healthcare 8.17%
Services 14.5%
Technology 14.55%
Transportation 1.62%
Utilities 1.03%

16 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TARGET CORP COM 121,704 121,704 New 1,991,889
COMSTOCK RES INC COM NEW 36,925 36,925 New 1,497,384
EXPRESS INC COM 31,364 31,364 New 1,980,052
JDS UNIPHASE CORP COM PAR $0.001 9,429 9,429 New 803,178
ARLINGTON ASSET INVT CORP CL A NEW 5,153 5,153 New 195,648
ING GROEP N V SPONSORED ADR 4,925 4,925 New 360,797
PENNANTPARK FLOATING RATE CAP COM 4,517 4,517 New 324,492
TRIPLEPOINT VENTR GRW BDC CORP COM 3,859 3,859 New 248,196
SELECTIVE INS GROUP INC COM 2,810 2,810 New 121,500
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 1,895 1,895 New 32,600
HERCULES TECH GROWTH CAP INC COM 1,167 1,167 New 69,200
TAUBMAN CTRS INC PFD SER K 910 910 New 37,000
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G 689 689 New 27,100
OXFORD LANE CAP CORP COM 521 521 New 31,862
ISHARES TR CORE AGGREBD ETF 493 493 New 4,500
ENDURANCE SPECIALTY HLDGS LTD SHS 264 264 New 5,000