NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2015

Position Statistics

Total Positions 153
New Positions 7
Increased Positions 63
Decreased Positions 86
Positions with Activity 149
Sold Out Positions 8
Total Mkt Value (in $ millions) 6,721

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.82%
Capital Goods 7.77%
Conglomerates
Consumer Cyclical 5.46%
Consumer/Non-Cyclical 4.04%
Energy 8.1%
Financial 28.29%
Healthcare 5.09%
Services 12.78%
Technology 18.69%
Transportation 2.87%
Utilities 0.91%

7 New Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EQT CORP COM 100,778 100,778 New 1,391,192
SYNCHRONY FINL COM 32,493 32,493 New 1,052,221
ARRIS INTL INC SHS 12,408 12,408 New 546,606
EATON CORP PLC SHS 3,664 3,664 New 57,400
ISHARES TR 7-10 Y TR BD ETF 2,117 2,117 New 19,303
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1,329 1,329 New 4,907
ISHARES TR MSCI EAFE ETF 267 267 New 4,480