NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 22
Increased Positions 79
Decreased Positions 99
Positions with Activity 178
Sold Out Positions 19
Total Mkt Value (in $ millions) 11,258

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.52%
Capital Goods 4.65%
Conglomerates
Consumer Cyclical 5.05%
Consumer/Non-Cyclical 2.9%
Energy 14.26%
Financial 29.68%
Healthcare 8.64%
Services 11.07%
Technology 15.29%
Transportation 1.74%
Utilities 1.15%

22 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AVON PRODS INC COM 100,256 100,256 New 6,848,110
AGRIUM INC COM 99,141 99,141 New 1,065,230
VALERO ENERGY CORP NEW COM 88,928 88,928 New 1,660,027
PHILLIPS 66 COM 85,844 85,844 New 1,091,056
AVERY DENNISON CORP COM 20,361 20,361 New 410,927
WOODWARD INC COM 20,054 20,054 New 487,579
ESTERLINE TECHNOLOGIES CORP COM 17,758 17,758 New 168,800
TESORO CORP COM 14,999 14,999 New 292,659
SAGENT PHARMACEUTICALS INC COM 14,127 14,127 New 675,935
VERIFONE SYS INC COM 8,544 8,544 New 271,510
ANALOGIC CORP COM PAR $0.05 7,929 7,929 New 98,030
MFS INTER INCOME TR SH BEN INT 5,170 5,170 New 990,383
NIPPON TELEG & TEL CORP SPONSORED ADR 4,091 4,091 New 156,929
FORD MTR CO DEL COM PAR $0.01 2,676 2,676 New 168,950
KONINKLIJKE PHILIPS N V NY REG SH NEW 2,298 2,298 New 66,950
COPA HOLDINGS SA CL A 1,487 1,487 New 10,760
ISHARES RUS 3000 VAL ETF 952 952 New 7,643
CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 876 876 New 124,500
CUSHING RTY & INCOME FD COM SH BEN INT 471 471 New 25,000
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 376 376 New 1,551