NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,584

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.52%
Capital Goods 6.89%
Conglomerates 0.09%
Consumer Cyclical 5.24%
Consumer/Non-Cyclical 2.6%
Energy 7.51%
Financial 26.42%
Healthcare 8.47%
Services 13.37%
Technology 18.49%
Transportation 2.4%
Utilities 2.08%

23 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TREEHOUSE FOODS INC COM 69,900 69,900 New 823,608
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 44,316 44,316 New 2,434,957
COPA HOLDINGS SA CL A 43,994 43,994 New 404,020
TRI POINTE HOMES INC COM 34,805 34,805 New 2,387,164
PINNACLE WEST CAP CORP COM 19,334 19,334 New 304,715
ISHARES U.S. PFD STK ETF 19,107 19,107 New 477,200
ISHARES TR RUS 1000 VAL ETF 18,502 18,502 New 176,162
PARAMOUNT GROUP INC COM 15,775 15,775 New 834,658
ISHARES IBOXX HI YD ETF 5,755 5,755 New 63,125
PREFERRED APT CMNTYS INC COM 4,080 4,080 New 364,300
WYNDHAM WORLDWIDE CORP COM 3,667 3,667 New 40,400
WABASH NATL CORP COM 3,447 3,447 New 249,986
TENNECO INC COM 3,248 3,248 New 57,000
MONSANTO CO NEW COM 3,246 3,246 New 27,625
ISHARES TR CORE US VAL ETF 2,913 2,913 New 21,225
INLAND REAL ESTATE CORP REDM PFD SER B 2,192 2,192 New 84,494
RITE AID CORP COM 1,704 1,704 New 206,300
TPG SPECIALTY LENDING INC COM 1,630 1,630 New 89,802
ALLY FINL INC COM 1,356 1,356 New 66,500
VIRGIN AMER INC COM VTG 1,118 1,118 New 36,800