NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 22
Increased Positions 79
Decreased Positions 99
Positions with Activity 178
Sold Out Positions 19
Total Mkt Value (in $ millions) 11,435

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.41%
Capital Goods 4.74%
Conglomerates
Consumer Cyclical 5.05%
Consumer/Non-Cyclical 2.86%
Energy 14.43%
Financial 29.58%
Healthcare 8.65%
Services 11.1%
Technology 15.22%
Transportation 1.77%
Utilities 1.13%

79 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SANOFI SPONSORED ADR 305,287 21,341 7.52 5,832,760
ORACLE CORP COM 260,959 156,408 149.60 6,510,955
WELLS FARGO & CO NEW COM 257,095 29,616 13.02 5,254,338
CENTURYLINK INC COM 248,439 15,690 6.74 7,215,764
JPMORGAN CHASE & CO COM 242,362 39,928 19.72 4,389,021
NORWEGIAN CRUISE LINE HLDGS LT SHS 175,916 144,143 453.66 5,726,448
LOEWS CORP COM 163,909 351 .21 3,729,436
NRG ENERGY INC COM NEW 129,265 2,175 1.71 4,013,192
AVON PRODS INC COM 99,366 99,366 New 6,848,110
AGRIUM INC COM 99,173 99,173 New 1,065,230
VALERO ENERGY CORP NEW COM 92,962 92,962 New 1,660,027
PHILLIPS 66 COM 87,590 87,590 New 1,091,056
MICROSEMI CORP COM 70,847 16,212 29.67 2,920,338
ORBITAL SCIENCES CORP COM 62,942 299 .48 2,308,950
TERADYNE INC COM 60,028 12,034 25.07 3,152,725
INTERPUBLIC GROUP COS INC COM 57,996 12,454 27.35 3,425,664
INTERNATIONAL RECTIFIER CORP COM 56,208 36,389 183.61 2,147,818
ELIZABETH ARDEN INC COM 54,152 8,232 17.93 1,930,549
FORESTAR GROUP INC COM 50,008 2,594 5.47 2,841,345
TREEHOUSE FOODS INC COM 48,680 2,166 4.66 674,703