NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,015

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 6.51%
Conglomerates 0.04%
Consumer Cyclical 5.39%
Consumer/Non-Cyclical 2.34%
Energy 9.14%
Financial 28.42%
Healthcare 7.9%
Services 14.56%
Technology 17.48%
Transportation 1.82%
Utilities 1.8%

103 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 281,323 -23,209 (7.62) 4,698,117
CITIGROUP INC COM NEW 259,237 -21,473 (7.65) 5,331,898
MICROSOFT CORP COM 229,531 -70,603 (23.52) 4,865,012
HARTFORD FINL SVCS GROUP INC COM 222,734 -81,298 (26.74) 5,548,924
AON PLC SHS CL A 212,860 -16,687 (7.27) 2,254,395
UNUM GROUP COM 205,699 -12,706 (5.82) 6,404,084
PFIZER INC COM 205,683 -797 (0.39) 6,338,458
ORACLE CORP COM 205,033 -14,708 (6.69) 4,639,806
CA INC COM 202,113 -14,008 (6.48) 6,517,678
GENERAL MTRS CO COM 195,894 -22,196 (10.18) 5,804,278
CVS HEALTH CORP COM 195,119 -18,071 (8.48) 1,939,169
WELLS FARGO & CO NEW COM 185,741 -17,891 (8.79) 3,487,441
INTERPUBLIC GROUP COS INC COM 184,374 -19,900 (9.74) 8,954,522
JPMORGAN CHASE & CO COM 182,740 -12,936 (6.61) 3,224,058
TALISMAN ENERGY INC COM 177,344 -3,195 (1.77) 23,489,275
NORWEGIAN CRUISE LINE HLDGS LT SHS 163,523 -70,664 (30.17) 3,578,186
TARGET CORP COM 163,501 -14,253 (8.02) 2,171,613
APACHE CORP COM 154,282 -11,650 (7.02) 2,453,598
OCCIDENTAL PETE CORP DEL COM 147,252 -9,333 (5.96) 1,867,497
AMERICAN INTL GROUP INC COM NEW 146,361 -137,920 (48.52) 2,841,413