NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2015

Position Statistics

Total Positions 153
New Positions 7
Increased Positions 63
Decreased Positions 86
Positions with Activity 149
Sold Out Positions 8
Total Mkt Value (in $ millions) 6,595

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.89%
Capital Goods 7.76%
Conglomerates
Consumer Cyclical 5.48%
Consumer/Non-Cyclical 4.05%
Energy 7.98%
Financial 28.69%
Healthcare 5.03%
Services 12.79%
Technology 18.37%
Transportation 2.84%
Utilities 0.94%

149 Activity Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNUM GROUP COM 176,239 -6,176 (3.39) 5,148,669
COHERENT INC COM 175,028 -2,191 (1.24) 1,929,751
CITIGROUP INC COM NEW 158,861 -7,325 (4.41) 3,403,188
ORACLE CORP COM 154,424 16,935 12.32 3,831,850
AON PLC SHS CL A 147,270 3,651 2.54 1,381,262
CIT GROUP INC COM NEW 141,892 56,207 65.60 4,109,250
JPMORGAN CHASE & CO COM 132,821 -6,645 (4.77) 2,082,168
TERADYNE INC COM 126,845 -11,749 (8.48) 6,676,048
DISCOVER FINL SVCS COM 125,952 -7,710 (5.77) 2,233,196
VIACOM INC NEW CL B 119,016 4,598 4.02 2,835,076
OCCIDENTAL PETE CORP DEL COM 118,628 -10,640 (8.23) 1,554,141
GENERAL MTRS CO COM 114,433 -6,467 (5.35) 3,604,199
EQT CORP COM 96,284 96,284 New 1,391,192
INTERPUBLIC GROUP COS INC COM 95,405 -5,661 (5.6) 4,087,605
WELLS FARGO & CO NEW COM 91,960 -1,357 (1.45) 1,817,759
INGERSOLL-RAND PLC SHS 88,288 -2,151 (2.38) 1,334,861
MICROSOFT CORP COM 87,235 -5,468 (5.9) 1,723,671
TARGET CORP COM 86,230 1,460 1.72 1,076,260
SANOFI SPONSORED ADR 86,159 -17,567 (16.94) 2,078,119
MITEL NETWORKS CORP COM 85,892 4,853 5.99 12,183,329