NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 84
Decreased Positions 95
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,115

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.98%
Capital Goods 5.93%
Conglomerates 0.03%
Consumer Cyclical 5.43%
Consumer/Non-Cyclical 2.76%
Energy 11.41%
Financial 28.78%
Healthcare 7.46%
Services 14.35%
Technology 16.74%
Transportation 1.65%
Utilities 1.25%

188 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
APPLIED MATLS INC COM -91,172 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -26,510 Sold Out 0
COTT CORP QUE COM -3,426 Sold Out 0
CSX CORP COM -10,210 Sold Out 0
HORMEL FOODS CORP COM -6,609 Sold Out 0
MATTHEWS INTL CORP CL A -3,267 Sold Out 0
NRG YIELD INC COM CL A -2,363 Sold Out 0
ORION MARINE GROUP INC COM -2,711 Sold Out 0
OXFORD LANE CAP CORP COM -485 Sold Out 0
TAUBMAN CTRS INC PFD SER K -921 Sold Out 0
TRIMAS CORP COM NEW -18,646 Sold Out 0
VALERO ENERGY CORP NEW COM -72,140 Sold Out 0
ISHARES TR CORE US AGGBD ET 443 -55 (11.11) 4,000
EXXON MOBIL CORP COM 653 10 1.57 7,120
EQUITY COMWLTH CUM PFD E 7.25% 330 New 12,990
ABENGOA YIELD PLC ORD SHS 422 422 New 13,375
U M H PROPERTIES INC CV RED PFD-A 356 New 13,382
EATON CORP PLC SHS 895 -910 (50.44) 14,640
ISHARES TR RUS 1000 VAL ETF 1,562 1,562 New 16,155
WASTE MGMT INC DEL COM 926 81 9.53 19,857