NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 22
Increased Positions 79
Decreased Positions 99
Positions with Activity 178
Sold Out Positions 19
Total Mkt Value (in $ millions) 11,435

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.41%
Capital Goods 4.74%
Conglomerates
Consumer Cyclical 5.05%
Consumer/Non-Cyclical 2.86%
Energy 14.43%
Financial 29.58%
Healthcare 8.65%
Services 11.1%
Technology 15.22%
Transportation 1.77%
Utilities 1.13%

183 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AGRIUM INC COM 99,173 99,173 New 1,065,230
ALBANY INTL CORP CL A 35,649 1,356 3.95 1,034,214
ALLEGION PUB LTD CO ORD SHS -38,991 Sold Out 0
ALLIED WRLD ASSUR COM HLDG AG SHS -8,130 Sold Out 0
AMERICAN INTL GROUP INC COM NEW 377,014 -11,302 (2.91) 7,418,612
ANALOG DEVICES INC COM 4,544 1,237 37.41 85,975
ANALOGIC CORP COM PAR $0.05 8,031 8,031 New 98,030
ANGLOGOLD ASHANTI LTD SPONSORED ADR 157,671 -9,297 (5.57) 9,030,385
AON PLC SHS CL A 275,792 -15,885 (5.45) 3,357,590
APACHE CORP COM 318,641 -60,335 (15.92) 3,743,876
APPLIED MATLS INC COM 92,716 -5,753 (5.84) 4,882,355
ARCH COAL INC COM -167 Sold Out 0
ARES CAP CORP COM 9,730 226 2.38 564,375
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,201 121 2.97 156,220
ASPEN INSURANCE HOLDINGS LTD SHS 28,139 3,656 14.94 633,055
ASTRAZENECA PLC SPONSORED ADR 5,425 -25 (0.47) 85,450
ASTRONICS CORP COM 33,927 6,560 23.97 586,865
ASTRONICS CORP CL B -5,420 Sold Out 0
AURICO GOLD INC COM 1,841 New 452,350
AVERY DENNISON CORP COM 20,826 20,826 New 410,927