NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,768

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.51%
Capital Goods 4.81%
Conglomerates
Consumer Cyclical 5.79%
Consumer/Non-Cyclical 2.48%
Energy 14.33%
Financial 28.02%
Healthcare 8.21%
Services 14.46%
Technology 14.58%
Transportation 1.62%
Utilities 1.02%

180 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AGRIUM INC COM 92,695 -5,200 (5.31) 1,008,647
ALBANY INTL CORP CL A 42,819 4,780 12.57 1,164,186
AMERICAN INTL GROUP INC COM NEW 370,902 -22,655 (5.76) 6,991,558
ANALOG DEVICES INC COM 4,479 107 2.44 88,075
ANALOGIC CORP COM PAR $0.05 15,227 8,163 115.56 211,310
ANGLOGOLD ASHANTI LTD SPONSORED ADR 113,383 -47,177 (29.38) 6,376,998
AON PLC SHS CL A 262,969 -26,086 (9.03) 3,054,584
APACHE CORP COM 370,862 -8,355 (2.2) 3,661,388
APPLIED MATLS INC COM 96,668 -7,228 (6.96) 4,542,688
ARES CAP CORP COM 9,613 35 .37 566,450
ARLINGTON ASSET INVT CORP CL A NEW 5,155 5,155 New 195,648
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,283 25 .58 157,120
ASPEN INSURANCE HOLDINGS LTD SHS 25,699 -364 (1.4) 624,205
ASTRAZENECA PLC SPONSORED ADR 6,254 New 85,450
ASTRONICS CORP COM 36,641 1,969 5.68 620,195
AURICO GOLD INC COM 1,871 -2 (0.11) 451,850
AVERY DENNISON CORP COM 35,268 15,605 79.36 737,047
AVON PRODS INC COM 85,829 -3,128 (3.52) 6,607,312
AXIS CAPITAL HOLDINGS LTD SHS 32,444 9,374 40.64 744,993
BAKER HUGHES INC COM 137,282 -15,709 (10.27) 1,938,733