NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 196
New Positions 19
Increased Positions 86
Decreased Positions 104
Positions with Activity 190
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,384

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.95%
Capital Goods 6.38%
Conglomerates 0.03%
Consumer Cyclical 5.26%
Consumer/Non-Cyclical 2.52%
Energy 9.17%
Financial 29.48%
Healthcare 7.24%
Services 14.28%
Technology 17.69%
Transportation 1.76%
Utilities 1.85%

196 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 5,691 137 2.47 85,948
ABENGOA YIELD PLC ORD SHS 1,342 998 289.76 52,130
ACTUANT CORP CL A NEW 9,632 5,356 125.26 354,002
ADVISORSHARES TR TRIMTABS FLT -4,679 Sold Out 0
AGRIUM INC COM 106,509 -4,932 (4.43) 1,110,505
ALBANY INTL CORP CL A 49,079 -1 (0) 1,310,161
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,418 -4 (0.27) 112,700
AMERICAN INTL GROUP INC COM NEW 159,915 -150,691 (48.52) 2,841,413
ANALOG DEVICES INC COM 5,722 727 14.56 100,900
ANALOGIC CORP COM PAR $0.05 31,601 5,988 23.38 365,630
ANGLOGOLD ASHANTI LTD SPONSORED ADR 34,379 -2,484 (6.74) 4,097,627
AON PLC SHS CL A 217,594 -17,058 (7.27) 2,254,395
APACHE CORP COM 157,153 -11,866 (7.02) 2,453,598
APOLLO GLOBAL MGMT LLC CL A SHS 2,770 1,988 253.95 118,750
APPLE INC COM 3,499 3,499 New 31,237
ARES CAP CORP COM 10,829 3,224 42.40 682,800
ARES DYNAMIC CR ALLOCATION FD COM 6,221 2,860 85.09 390,003
ARLINGTON ASSET INVT CORP CL A NEW 6,757 1,506 28.69 243,923
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,101 -72 (1.74) 153,902
ASTRAZENECA PLC SPONSORED ADR 4,542 New 64,475


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