NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,813

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 4.8%
Conglomerates
Consumer Cyclical 5.85%
Consumer/Non-Cyclical 2.48%
Energy 14.33%
Financial 28.11%
Healthcare 8.16%
Services 14.38%
Technology 14.52%
Transportation 1.64%
Utilities 1.05%

180 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 7-10 Y TR BD ETF -264 Sold Out 0
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,256 24 .58 157,120
TEVA PHARMACEUTICAL INDS LTD ADR 342,429 16,445 5.05 6,294,655
HSBC HLDGS PLC ADR A 1/40PF A -323 Sold Out 0
ERICSSON ADR B SEK 10 9,312 1,468 18.72 730,375
ALBANY INTL CORP CL A 42,807 4,779 12.57 1,164,186
BIO RAD LABS INC CL A 51,048 12,011 30.77 433,899
COPA HOLDINGS SA CL A -1,661 Sold Out 0
PENNYMAC FINL SVCS INC CL A 1,781 New 117,500
SCHAWK INC CL A 7,593 -6,852 (47.44) 366,456
TWENTY FIRST CENTY FOX INC CL A 2,925 New 90,100
TYSON FOODS INC CL A -1,020 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW 5,194 5,194 New 195,648
VIACOM INC NEW CL B 222,245 -23,543 (9.58) 2,584,841
AGRIUM INC COM 93,058 -5,220 (5.31) 1,008,647
ANALOG DEVICES INC COM 4,452 106 2.44 88,075
APACHE CORP COM 370,789 -8,354 (2.2) 3,661,388
APPLIED MATLS INC COM 97,032 -7,255 (6.96) 4,542,688
ARES CAP CORP COM 9,715 36 .37 566,450
ASTRONICS CORP COM 31,729 1,705 5.68 620,195