NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.57%
Capital Goods 7.04%
Conglomerates 0.09%
Consumer Cyclical 5.24%
Consumer/Non-Cyclical 2.62%
Energy 7.14%
Financial 26.38%
Healthcare 8.35%
Services 13.72%
Technology 18.48%
Transportation 2.38%
Utilities 2.13%

201 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 3,961 -133 (3.26) 148,892
TEVA PHARMACEUTICAL INDS LTD ADR 249,897 -42,796 (14.62) 4,011,187
ERICSSON ADR B SEK 10 6,508 -502 (7.16) 518,600
ALBANY INTL CORP CL A 56,628 4,549 8.73 1,424,595
BIO RAD LABS INC CL A 75,482 4,363 6.13 558,378
COPA HOLDINGS SA CL A 40,794 40,794 New 404,020
PENNYMAC FINL SVCS INC CL A -1,840 Sold Out 0
CAPITAL BK FINL CORP CL A COM 53,167 39,220 281.22 1,925,636
ACTUANT CORP CL A NEW 10,827 2,423 28.83 456,046
ARLINGTON ASSET INVT CORP CL A NEW 5,518 -351 (5.98) 229,348
APOLLO GLOBAL MGMT LLC CL A SHS -2,565 Sold Out 0
VIACOM INC NEW CL B 137,361 6,372 4.86 2,011,147
ABBVIE INC COM 5,621 589 11.71 96,015
AGRIUM INC COM 97,493 -18,300 (15.8) 935,003
ALLIANCEBERNSTEIN GBL HGH INCM COM -1,417 Sold Out 0
ALLY FINL INC COM 1,395 1,395 New 66,500
ANALOG DEVICES INC COM 4,167 -2,190 (34.45) 66,140
APACHE CORP COM 64,538 -83,488 (56.4) 1,069,750
APPLE INC COM 3,458 -429 (11.04) 27,790
ARES CAP CORP COM 11,846 122 1.04 689,928