NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2016

Position Statistics

Total Positions 152
New Positions 7
Increased Positions 55
Decreased Positions 95
Positions with Activity 150
Sold Out Positions 14
Total Mkt Value (in $ millions) 6,223

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.72%
Capital Goods 7.97%
Conglomerates
Consumer Cyclical 4.71%
Consumer/Non-Cyclical 4.76%
Energy 9.36%
Financial 26.56%
Healthcare 5.7%
Services 12.65%
Technology 17.58%
Transportation 2.31%
Utilities 2.84%

152 Positions as of 03/31/2016

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 7-10 Y TR BD ETF -2,166 Sold Out 0
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 5,194 -637 (10.93) 202,188
AVIVA PLC ADR 1,848 -999 (35.09) 176,815
BARCLAYS PLC ADR 1,847 -242 (11.58) 207,800
TEVA PHARMACEUTICAL INDS LTD ADR 98,080 29,059 42.10 1,961,208
ERICSSON ADR B SEK 10 2,710 -653 (19.43) 363,695
ALPHABET INC CAP STK CL A 46,158 -1,889 (3.93) 67,364
ALBANY INTL CORP CL A 30,942 -8,765 (22.07) 792,356
BIO RAD LABS INC CL A 58,603 -462 (0.78) 422,546
COPA HOLDINGS SA CL A 43,970 554 1.28 827,906
FREDS INC CL A 50,620 4,598 9.99 3,280,610
TAYLOR MORRISON HOME CORP CL A 53,666 3,186 6.31 3,609,015
CAPITAL BK FINL CORP CL A COM 64,578 -8,154 (11.21) 2,184,651
UNITED PARCEL SERVICE INC CL B 11,906 -3,454 (22.49) 114,035
VIACOM INC NEW CL B 114,461 -1,692 (1.46) 2,793,786
ABBVIE INC COM 46,802 1,642 3.64 781,850
AGRIUM INC COM 88,795 19,015 27.25 965,058
AMERIS BANCORP COM 34,309 16,146 88.89 1,183,493
APACHE CORP COM 58,554 1,618 2.84 1,067,329
ARES CAP CORP COM 9,962 -235 (2.31) 699,053