NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 22
Increased Positions 79
Decreased Positions 99
Positions with Activity 178
Sold Out Positions 19
Total Mkt Value (in $ millions) 11,435

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.41%
Capital Goods 4.74%
Conglomerates
Consumer Cyclical 5.05%
Consumer/Non-Cyclical 2.86%
Energy 14.43%
Financial 29.58%
Healthcare 8.65%
Services 11.1%
Technology 15.22%
Transportation 1.77%
Utilities 1.13%

183 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK OF AMERICA CORPORATION 7.25%CNV PFD L -5,129 Sold Out 0
ISHARES 7-10 Y TR BD ETF 259 259 New 2,546
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,201 121 2.97 156,220
TEVA PHARMACEUTICAL INDS LTD ADR 304,712 -7,147 (2.29) 5,992,360
HSBC HLDGS PLC ADR A 1/40PF A 321 New 12,750
ERICSSON ADR B SEK 10 7,943 2,728 52.30 615,225
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT -23 Sold Out 0
ALBANY INTL CORP CL A 35,649 1,356 3.95 1,034,214
BIO RAD LABS INC CL A 40,016 37,306 1,376.49 331,811
COPA HOLDINGS SA CL A 1,480 1,480 New 10,760
PENNYMAC FINL SVCS INC CL A 1,928 -9,687 (83.4) 117,500
SCHAWK INC CL A 14,236 -1,747 (10.93) 697,158
TWENTY FIRST CENTY FOX INC CL A 2,930 -33 (1.1) 90,100
TYSON FOODS INC CL A 1,073 New 25,156
ASTRONICS CORP CL B -5,420 Sold Out 0
VIACOM INC NEW CL B 240,271 -43,220 (15.25) 2,858,663
AGRIUM INC COM 99,173 99,173 New 1,065,230
ANALOG DEVICES INC COM 4,544 1,237 37.41 85,975
APACHE CORP COM 318,641 -60,335 (15.92) 3,743,876
APPLIED MATLS INC COM 92,716 -5,753 (5.84) 4,882,355