NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,894

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.04%
Capital Goods 5.8%
Conglomerates 0.03%
Consumer Cyclical 5.52%
Consumer/Non-Cyclical 2.68%
Energy 13.06%
Financial 28.03%
Healthcare 7.1%
Services 13.88%
Technology 16.92%
Transportation 1.54%
Utilities 1.2%

189 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
APPLIED MATLS INC COM -101,302 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -26,310 Sold Out 0
COTT CORP QUE COM -3,927 Sold Out 0
CSX CORP COM -9,534 Sold Out 0
HORMEL FOODS CORP COM -6,415 Sold Out 0
MATTHEWS INTL CORP CL A -3,523 Sold Out 0
NRG YIELD INC COM CL A -2,695 Sold Out 0
ORION MARINE GROUP INC COM -3,003 Sold Out 0
OXFORD LANE CAP CORP COM -520 Sold Out 0
TAUBMAN CTRS INC PFD SER K -896 Sold Out 0
TRIMAS CORP COM NEW -21,805 Sold Out 0
VALERO ENERGY CORP NEW COM -75,427 Sold Out 0
BARRICK GOLD CORP COM 1,095 -81,654 (98.68) 66,274
TCP CAP CORP COM 1,096 -3,852 (77.86) 64,262
TIME INC NEW COM 2,431 -8,391 (77.54) 102,082
HOMESTREET INC COM 2,450 -5,183 (67.9) 137,003
MEASUREMENT SPECIALTIES INC COM 10,417 -17,299 (62.41) 121,416
CENTURYLINK INC COM 119,924 -159,379 (57.06) 3,032,985
SELECTIVE INS GROUP INC COM 1,247 -1,609 (56.34) 53,049
SANOFI SPONSORED ADR 146,859 -161,252 (52.34) 2,602,503