NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2017

Position Statistics

Total Positions 216
New Positions 12
Increased Positions 77
Decreased Positions 124
Positions with Activity 201
Sold Out Positions 33
Total Mkt Value (in $ millions) 7,597

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 10.81%
Basic Materials 3.89%
Industrials 8.92%
Consumer Cyclicals 11.07%
Consumer Non-Cyclicals 4.21%
Financials 33.03%
Healthcare 7.22%
Technology 18.13%
Telecommunication Services 1.71%
Utilities 1.01%

216 Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 1,849 1,849 New 43,726
ANTHEM INC COM 1,522 -190 (11.11) 8,000
SKYWEST INC COM 1,079 New 28,458
TELEFONICA BRASIL SA SPONSORED ADR 809 4 .56 56,681
APPLE INC COM 608 -5,761 (90.46) 4,023
ISHARES TR IBOXX INV CP ETF 554 -31 (5.3) 4,576
EXXON MOBIL CORP COM 523 -4,819 (90.21) 6,469
MICRON TECHNOLOGY INC COM 402 New 12,636
UNITEDHEALTH GROUP INC COM 343 -19 (5.18) 1,813
HONEYWELL INTL INC COM 313 New 2,300
ABBVIE INC COM 308 308 New 4,234
MEDTRONIC PLC SHS 294 294 New 3,432
CHUBB LIMITED COM 291 New 1,987
ACCENTURE PLC IRELAND SHS CLASS A 286 -34 (10.55) 2,239
NTT DOCOMO INC SPONS ADR 277 New 11,771
NORDSTROM INC COM 266 New 5,657
AMERICAN INTL GROUP INC COM NEW 265 -5,681 (95.55) 4,127
CHEVRON CORP NEW COM 195 New 1,864
LEXINGTON REALTY TRUST COM 161 New 15,779
AES CORP COM 152 New 13,460