NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 8,071

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.24%
Capital Goods 7.13%
Conglomerates 0.04%
Consumer Cyclical 5.44%
Consumer/Non-Cyclical 2.68%
Energy 6.43%
Financial 26.16%
Healthcare 10.49%
Services 12.82%
Technology 18.31%
Transportation 2.44%
Utilities 2.45%

185 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES IBOXX HI YD ETF -5,733 Sold Out 0
ISHARES TR MSCI EAFE ETF -242 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -18,638 Sold Out 0
ISHARES TR CORE US VAL ETF -2,931 Sold Out 0
MEDLEY CAP CORP COM -5,124 Sold Out 0
MFS INTER INCOME TR SH BEN INT -4,955 Sold Out 0
MONSANTO CO NEW COM -3,275 Sold Out 0
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G -868 Sold Out 0
PENNANTPARK FLOATING RATE CAP COM -5,953 Sold Out 0
PREFERRED APT CMNTYS INC COM -4,106 Sold Out 0
PROCTER & GAMBLE CO COM -1,868 Sold Out 0
RITE AID CORP COM -1,803 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -922 Sold Out 0
TCP CAP CORP COM -4,098 Sold Out 0
TENNECO INC COM -3,395 Sold Out 0
TRIPLEPOINT VENTR GRW BDC CORP COM -3,446 Sold Out 0
UNITEDHEALTH GROUP INC COM -808 Sold Out 0
VIRGIN AMER INC COM VTG -1,054 Sold Out 0
VISTA OUTDOOR INC COM -63,456 Sold Out 0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR -2,853 Sold Out 0