NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 83
Decreased Positions 96
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,838

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.25%
Capital Goods 5.83%
Conglomerates 0.03%
Consumer Cyclical 5.76%
Consumer/Non-Cyclical 2.68%
Energy 13.87%
Financial 27.47%
Healthcare 7.01%
Services 13.86%
Technology 16.3%
Transportation 1.54%
Utilities 1.2%

188 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES U.S. PFD STK ETF 1,363 1,363 New 34,200
SELECTIVE INS GROUP INC COM 1,287 -1,661 (56.34) 53,049
BARRICK GOLD CORP COM 1,248 -93,071 (98.68) 66,274
TCP CAP CORP COM 1,112 -3,911 (77.86) 64,262
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G 1,063 379 55.35 42,100
EATON CORP PLC SHS 1,013 -1,031 (50.44) 14,640
WASTE MGMT INC DEL COM 920 80 9.53 19,857
COMPASS DIVERSIFIED HOLDINGS SH BEN INT 903 903 New 51,347
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 887 887 New 41,375
SUNSTONE HOTEL INVS INC NEW CV 8% CUM PFD-D 851 New 32,074
APOLLO GLOBAL MGMT LLC CL A SHS 808 808 New 33,550
EXXON MOBIL CORP COM 708 11 1.57 7,120
ABENGOA YIELD PLC ORD SHS 494 494 New 13,375
ISHARES TR CORE US AGGBD ET 438 -55 (11.11) 4,000
U M H PROPERTIES INC CV RED PFD-A 349 New 13,382
EQUITY COMWLTH CUM PFD E 7.25% 332 New 12,990
APPLIED MATLS INC COM -100,166 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -25,961 Sold Out 0
COTT CORP QUE COM -4,006 Sold Out 0
CSX CORP COM -9,317 Sold Out 0