NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2015

Position Statistics

Total Positions 153
New Positions 7
Increased Positions 63
Decreased Positions 86
Positions with Activity 149
Sold Out Positions 8
Total Mkt Value (in $ millions) 6,624

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 7.68%
Conglomerates
Consumer Cyclical 5.55%
Consumer/Non-Cyclical 4.06%
Energy 8.08%
Financial 28.47%
Healthcare 5.1%
Services 12.77%
Technology 18.46%
Transportation 2.87%
Utilities 0.92%

153 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INLAND REAL ESTATE CORP REDM PFD SER B 683 -1,278 (65.18) 27,100
EXXON MOBIL CORP COM 591 New 6,715
CALIFORNIA RES CORP COM 323 -29 (8.23) 145,499
ISHARES TR MSCI EAFE ETF 263 263 New 4,480
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 48 New 10,291
AMERICAN INTL GROUP INC COM NEW -2,754 Sold Out 0
ASTRONICS CORP COM -11,296 Sold Out 0
ASTRONICS CORP CL B -1,718 Sold Out 0
CA INC COM -28,765 Sold Out 0
JAZZ PHARMACEUTICALS PLC SHS USD -18,805 Sold Out 0
MICROSEMI CORP COM -103,850 Sold Out 0
NETAPP INC COM -54,848 Sold Out 0
NRG ENERGY INC COM NEW -53,709 Sold Out 0