NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 8,869

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.33%
Capital Goods 6.64%
Conglomerates 0.04%
Consumer Cyclical 5.48%
Consumer/Non-Cyclical 2.31%
Energy 9.09%
Financial 28.26%
Healthcare 7.85%
Services 14.65%
Technology 17.3%
Transportation 1.84%
Utilities 1.79%

195 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENNANTPARK FLOATING RATE CAP COM 6,118 1,754 40.18 454,877
GENERAL PHYSICS CORP COM 5,894 157 2.74 1,274,346
ABBVIE INC COM 5,425 131 2.47 85,948
ROYAL DUTCH SHELL PLC SPONS ADR A 5,396 New 86,600
ANALOG DEVICES INC COM 5,371 683 14.56 100,900
MFS INTER INCOME TR SH BEN INT 5,280 -1,409 (21.06) 1,073,254
MERCK & CO INC NEW COM 5,204 -31 (0.59) 83,811
NIPPON TELEG & TEL CORP SPONSORED ADR 5,069 -35 (0.7) 172,422
MICROCHIP TECHNOLOGY INC COM 4,963 New 108,250
TOTAL S A SPONSORED ADR 4,860 New 94,050
ASTRAZENECA PLC SPONSORED ADR 4,635 New 64,475
ING GROEP N V SPONSORED ADR 4,542 -38 (0.83) 357,075
NORTHSTAR RLTY FIN CORP COM NEW 4,479 4,479 New 235,500
NAVIOS MARITIME HLDGS INC SPON ADR PFD H 4,210 4,210 New 210,500
HILTON WORLDWIDE HLDGS INC COM 4,070 4,070 New 154,301
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,060 -72 (1.74) 153,902
MEDLEY CAP CORP COM 3,809 -166 (4.17) 437,770
APPLE INC COM 3,714 3,714 New 31,237
CALIFORNIA RES CORP COM 3,586 -227 (5.96) 746,999
FS INVT CORP COM 3,547 3,547 New 375,700


Create your free portfolio