NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2016

Position Statistics

Total Positions 152
New Positions 7
Increased Positions 55
Decreased Positions 95
Positions with Activity 150
Sold Out Positions 14
Total Mkt Value (in $ millions) 6,524

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.69%
Capital Goods 7.88%
Conglomerates
Consumer Cyclical 4.74%
Consumer/Non-Cyclical 4.64%
Energy 9.37%
Financial 27.17%
Healthcare 5.63%
Services 12.34%
Technology 17.73%
Transportation 2.27%
Utilities 2.7%

152 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ING GROEP N V SPONSORED ADR 4,295 -519 (10.77) 342,220
LUMENTUM HLDGS INC COM 4,024 477 13.44 159,678
HERCULES CAPITAL INC COM 3,737 -3,313 (46.99) 306,072
GENERAL PHYSICS CORP COM 3,641 72 2.01 787,331
TPG SPECIALTY LENDING INC COM 3,422 New 204,409
EATON CORP PLC SHS 3,291 -315 (8.75) 52,380
COLONY CAP INC CONV PFD-C 3,256 -57 (1.72) 135,040
ERICSSON ADR B SEK 10 2,924 -705 (19.43) 363,695
CEDAR FAIR L P DEPOSITRY UNIT 2,360 -21 (0.9) 40,900
AVIVA PLC ADR 2,350 -1,270 (35.09) 176,815
BARCLAYS PLC ADR 2,323 -304 (11.58) 207,800
TOTAL S A SPONSORED ADR 2,210 -155 (6.55) 44,280
STONEMOR PARTNERS L P COM UNITS 1,912 -902 (32.04) 77,425
SEAGATE TECHNOLOGY PLC SHS 1,734 -2,007 (53.65) 70,840
APARTMENT INVT & MGMT CO PFD CL A 6.875% 1,599 New 57,165
ISHARES TR IBOXX INV CP ETF 604 -87 (12.65) 5,008
EXXON MOBIL CORP COM 587 -29 (4.77) 6,395
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 54 4 7.29 11,041
CALIFORNIA RES CORP COM NEW -211 Sold Out 0
EBAY INC COM -40,471 Sold Out 0


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