NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2015

Position Statistics

Total Positions 153
New Positions 7
Increased Positions 63
Decreased Positions 86
Positions with Activity 149
Sold Out Positions 8
Total Mkt Value (in $ millions) 6,567

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.87%
Capital Goods 7.73%
Conglomerates
Consumer Cyclical 5.5%
Consumer/Non-Cyclical 4.08%
Energy 8.09%
Financial 28.63%
Healthcare 5.04%
Services 12.68%
Technology 18.43%
Transportation 2.84%
Utilities 0%

153 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ING GROEP N V SPONSORED ADR 4,706 767 19.47 383,545
CVR PARTNERS LP COM 4,107 1,638 66.34 472,026
MERCK & CO INC NEW COM 3,763 -67 (1.75) 68,615
ERICSSON ADR B SEK 10 3,652 -21 (0.57) 451,405
EATON CORP PLC SHS 3,632 3,632 New 57,400
GENERAL PHYSICS CORP COM 3,570 131 3.82 771,811
LUMENTUM HLDGS INC COM 3,561 -29 (0.8) 140,757
AVIVA PLC ADR 3,473 11 .33 272,380
TPG SPECIALTY LENDING INC COM 3,358 256 8.26 204,409
SEAGATE TECHNOLOGY PLC SHS 3,327 -1,067 (24.29) 152,825
COLONY CAP INC CONV PFD-C 3,112 New 137,400
MICROCHIP TECHNOLOGY INC COM 3,100 -348 (10.1) 63,795
STONEMOR PARTNERS L P COM UNITS 2,780 -315 (10.17) 113,925
TOTAL S A SPONSORED ADR 2,405 15 .64 47,385
CEDAR FAIR L P DEPOSITRY UNIT 2,397 681 39.66 41,270
BARCLAYS PLC ADR 2,362 508 27.41 235,025
ISHARES TR 7-10 Y TR BD ETF 2,123 2,123 New 19,303
APARTMENT INVT & MGMT CO PFD CL A 6.875% 1,594 New 57,165
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1,305 1,305 New 4,907
ISHARES TR IBOXX INV CP ETF 690 -40 (5.51) 5,733