NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 196
New Positions 19
Increased Positions 86
Decreased Positions 104
Positions with Activity 190
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,384

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.95%
Capital Goods 6.38%
Conglomerates 0.03%
Consumer Cyclical 5.26%
Consumer/Non-Cyclical 2.52%
Energy 9.17%
Financial 29.48%
Healthcare 7.24%
Services 14.28%
Technology 17.69%
Transportation 1.76%
Utilities 1.85%

196 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMSTOCK RES INC COM NEW 17,586 8,094 85.27 2,508,749
JDS UNIPHASE CORP COM PAR $0.001 17,268 -2,460 (12.47) 1,232,515
PENNYMAC MTG INVT TR COM 15,799 -551 (3.37) 721,416
CARRIZO OIL & GAS INC COM 15,281 1,143 8.08 363,408
WESCO INTL INC COM 15,279 764 5.27 196,413
CAPITAL BK FINL CORP CL A COM 13,598 13,598 New 505,124
SAGENT PHARMACEUTICALS INC COM 13,233 -7,282 (35.5) 517,326
LANDEC CORP COM 12,106 12,106 New 867,182
ARES CAP CORP COM 10,829 3,224 42.40 682,800
GRIFFON CORP COM 10,809 -12,447 (53.52) 817,592
REDWOOD TR INC COM 10,253 -694 (6.34) 517,299
ACTUANT CORP CL A NEW 9,632 5,356 125.26 354,002
GLAXOSMITHKLINE PLC SPONSORED ADR 8,918 2,540 39.82 208,125
BANK NEW YORK MELLON CORP COM 7,723 New 187,050
METHODE ELECTRS INC COM 7,543 -3,650 (32.61) 205,642
NATIONAL CINEMEDIA INC COM 6,925 702 11.29 491,100
ERICSSON ADR B SEK 10 6,871 -2,156 (23.88) 558,600
ARLINGTON ASSET INVT CORP CL A NEW 6,757 1,506 28.69 243,923
NEW RESIDENTIAL INVT CORP COM NEW 6,653 3,940 145.20 504,038
HERCULES TECH GROWTH CAP INC COM 6,512 2,230 52.07 430,400


Create your free portfolio