NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 186
New Positions 16
Increased Positions 76
Decreased Positions 110
Positions with Activity 186
Sold Out Positions 38
Total Mkt Value (in $ millions) 7,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.07%
Capital Goods 6.74%
Conglomerates 0.04%
Consumer Cyclical 5.24%
Consumer/Non-Cyclical 2.6%
Energy 6.09%
Financial 27.27%
Healthcare 11.44%
Services 12.21%
Technology 17.44%
Transportation 2.25%
Utilities 2.36%

186 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LA Z BOY INC COM 11,701 11,701 New 460,667
SEAGATE TECHNOLOGY PLC SHS 11,041 11,041 New 218,200
NIPPON TELEG & TEL CORP SPONSORED ADR 10,996 2,406 28.01 284,655
ICF INTL INC COM 10,246 10,246 New 279,494
ARES CAP CORP COM 10,205 -896 (8.07) 634,263
TEREX CORP NEW COM 9,981 9,981 New 450,388
MKS INSTRUMENT INC COM 9,759 -967 (9.02) 274,904
REDWOOD TR INC COM 8,918 1,447 19.37 575,355
JDS UNIPHASE CORP COM PAR $0.001 8,060 -4,885 (37.74) 726,776
HOMESTREET INC COM 7,893 1,675 26.93 349,081
BANK NEW YORK MELLON CORP COM 7,686 -442 (5.44) 177,100
UNITED PARCEL SERVICE INC CL B 7,575 7,575 New 74,000
NEW RESIDENTIAL INVT CORP COM NEW 6,683 -1,199 (15.21) 425,924
TPG SPECIALTY LENDING INC COM 5,787 4,188 262.02 325,102
AMERICAN INTL GROUP INC COM NEW 5,744 -97,833 (94.46) 89,576
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 5,591 1,648 41.81 211,138
ERICSSON ADR B SEK 10 5,355 -210 (3.77) 499,040
ING GROEP N V SPONSORED ADR 5,334 -669 (11.15) 314,155
NORTHSTAR RLTY FIN CORP COM NEW 5,208 -639 (10.93) 325,475
CATERPILLAR INC DEL COM 5,079 5,079 New 64,600