NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,889

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 4.83%
Conglomerates
Consumer Cyclical 6.04%
Consumer/Non-Cyclical 2.56%
Energy 14.01%
Financial 28.09%
Healthcare 8.22%
Services 14.26%
Technology 14.65%
Transportation 1.63%
Utilities 1.06%

180 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESCO INTL INC COM 16,209 4,139 34.29 193,886
PARTNERRE LTD COM 16,092 3,913 32.13 147,305
ANALOGIC CORP COM PAR $0.05 15,924 8,537 115.56 211,310
PACWEST BANCORP DEL COM 13,005 -401 (3) 314,195
TIME INC NEW COM 11,644 1,507 14.86 454,488
DELPHI AUTOMOTIVE PLC SHS 11,031 -705 (6) 160,772
REDWOOD TR INC COM 10,924 -182 (1.64) 570,429
JDS UNIPHASE CORP COM PAR $0.001 9,903 9,903 New 803,178
ARES CAP CORP COM 9,647 35 .37 566,450
CSX CORP COM 9,473 -1,151 (10.84) 304,690
ERICSSON ADR B SEK 10 9,283 1,464 18.72 730,375
MFS INTER INCOME TR SH BEN INT 8,226 2,947 55.83 1,543,356
GLAXOSMITHKLINE PLC SPONSORED ADR 7,994 -3,251 (28.91) 148,800
HOMESTREET INC COM 7,679 -9,159 (54.39) 426,857
SCHAWK INC CL A 7,567 -6,829 (47.44) 366,456
MEDLEY CAP CORP COM 7,313 1,602 28.05 568,193
ROYAL DUTCH SHELL PLC SPONS ADR A 7,121 -2,508 (26.05) 86,600
TOTAL S A SPONSORED ADR 6,407 New 94,050
ASTRAZENECA PLC SPONSORED ADR 6,368 New 85,450
HORMEL FOODS CORP COM 6,230 1,174 23.23 128,374