NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,925

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 5.8%
Conglomerates 0.03%
Consumer Cyclical 5.5%
Consumer/Non-Cyclical 2.65%
Energy 13.2%
Financial 27.98%
Healthcare 7.11%
Services 13.87%
Technology 16.91%
Transportation 1.53%
Utilities 1.21%

189 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PACWEST BANCORP DEL COM 17,473 3,735 27.19 399,620
PENNYMAC MTG INVT TR COM 16,245 -439 (2.63) 746,561
INTERNATIONAL GAME TECHNOLOGY COM 15,524 15,524 New 916,416
WESCO INTL INC COM 15,278 -598 (3.77) 186,587
PARTNERRE LTD COM 15,155 -1,436 (8.66) 134,556
METHODE ELECTRS INC COM 12,511 -7,907 (38.72) 305,152
ASTRONICS CORP CL B 10,457 2,228 27.07 189,135
MEASUREMENT SPECIALTIES INC COM 10,416 -17,297 (62.41) 121,416
REDWOOD TR INC COM 10,041 -329 (3.18) 552,305
ERICSSON ADR B SEK 10 9,313 44 .48 733,850
DELPHI AUTOMOTIVE PLC SHS 8,419 -2,391 (22.12) 125,208
ARES CAP CORP COM 7,854 -1,424 (15.35) 479,500
BANK NEW YORK MELLON CORP COM 7,514 1,147 18.01 187,050
GLAXOSMITHKLINE PLC SPONSORED ADR 7,041 2 .03 148,850
MFS INTER INCOME TR SH BEN INT 6,812 -920 (11.9) 1,359,653
ROYAL DUTCH SHELL PLC SPONS ADR A 6,789 New 86,600
LINNCO LLC COMSHS LTD INT 6,428 6,428 New 212,700
MATERION CORP COM 6,408 6,408 New 194,240
NATIONAL CINEMEDIA INC COM 6,183 1,253 25.42 441,300
TOTAL S A SPONSORED ADR 6,153 New 94,050