NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,813

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 4.8%
Conglomerates
Consumer Cyclical 5.85%
Consumer/Non-Cyclical 2.48%
Energy 14.33%
Financial 28.11%
Healthcare 8.16%
Services 14.38%
Technology 14.52%
Transportation 1.64%
Utilities 1.05%

180 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGRIUM INC COM 93,058 -5,220 (5.31) 1,008,647
AVON PRODS INC COM 86,027 -3,135 (3.52) 6,607,312
PHILLIPS 66 COM 84,255 -5,878 (6.52) 1,019,907
MICROSEMI CORP COM 84,080 11,918 16.52 3,402,661
REINSURANCE GROUP AMER INC COM NEW 78,972 9,815 14.19 957,240
VALERO ENERGY CORP NEW COM 76,393 -5,015 (6.16) 1,557,770
INTERNATIONAL RECTIFIER CORP COM 74,723 19,159 34.48 2,888,415
PHILIP MORRIS INTL INC COM 73,009 -2,179 (2.9) 864,214
TERADYNE INC COM 69,360 10,467 17.77 3,713,038
FORESTAR GROUP INC COM 67,471 13,144 24.19 3,528,793
ORBITAL SCIENCES CORP COM 61,483 1,474 2.46 2,365,645
COHERENT INC COM 58,394 9,638 19.77 981,074
ELIZABETH ARDEN INC COM 54,717 14,233 35.16 2,609,297
ISHARES TR IBOXX INV CP ETF 51,204 -670 (1.29) 429,132
BIO RAD LABS INC CL A 51,048 12,011 30.77 433,899
HARMAN INTL INDS INC COM 47,857 -16,620 (25.78) 424,078
WESTERN ALLIANCE BANCORP COM 43,503 5,226 13.65 1,879,159
CLEARWATER PAPER CORP COM 43,006 1,602 3.87 636,655
ALBANY INTL CORP CL A 42,807 4,779 12.57 1,164,186
TEXAS CAPITAL BANCSHARES INC COM 41,804 4,357 11.64 790,699