NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 22
Increased Positions 79
Decreased Positions 99
Positions with Activity 178
Sold Out Positions 19
Total Mkt Value (in $ millions) 11,435

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.41%
Capital Goods 4.74%
Conglomerates
Consumer Cyclical 5.05%
Consumer/Non-Cyclical 2.86%
Energy 14.43%
Financial 29.58%
Healthcare 8.65%
Services 11.1%
Technology 15.22%
Transportation 1.77%
Utilities 1.13%

183 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PHILLIPS 66 COM 87,590 87,590 New 1,091,056
PHILIP MORRIS INTL INC COM 74,004 -1,461 (1.94) 890,012
MICROSEMI CORP COM 70,847 16,212 29.67 2,920,338
REINSURANCE GROUP AMER INC COM NEW 65,285 -4,071 (5.87) 838,276
ORBITAL SCIENCES CORP COM 62,942 299 .48 2,308,950
HARMAN INTL INDS INC COM 60,341 -45,148 (42.8) 571,353
TERADYNE INC COM 60,028 12,034 25.07 3,152,725
INTERPUBLIC GROUP COS INC COM 57,996 12,454 27.35 3,425,664
INTERNATIONAL RECTIFIER CORP COM 56,208 36,389 183.61 2,147,818
ELIZABETH ARDEN INC COM 54,152 8,232 17.93 1,930,549
LSI CORPORATION COM 52,756 -46,498 (46.85) 4,757,093
COHERENT INC COM 52,450 -5,306 (9.19) 819,148
ISHARES IBOXX INV CP ETF 51,066 -1,320 (2.52) 434,751
FORESTAR GROUP INC COM 50,008 2,594 5.47 2,841,345
MOSAIC CO NEW COM 48,978 -21,703 (30.71) 1,005,294
TREEHOUSE FOODS INC COM 48,680 2,166 4.66 674,703
TEXAS CAPITAL BANCSHARES INC COM 45,224 456 1.02 708,289
BIO RAD LABS INC CL A 40,016 37,306 1,376.49 331,811
WESTERN ALLIANCE BANCORP COM 38,855 1,442 3.85 1,653,417
CARRIZO OIL & GAS INC COM 38,102 -44,877 (54.08) 703,245