NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,056

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 6.51%
Conglomerates 0.04%
Consumer Cyclical 5.39%
Consumer/Non-Cyclical 2.35%
Energy 9.19%
Financial 28.41%
Healthcare 7.85%
Services 14.55%
Technology 17.45%
Transportation 1.82%
Utilities 1.81%

195 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN INTL GROUP INC COM NEW 145,509 -137,116 (48.52) 2,841,413
METLIFE INC COM 137,365 -13,250 (8.8) 2,815,435
INGERSOLL-RAND PLC SHS 136,473 -12,844 (8.6) 2,088,985
UNION PAC CORP COM 131,703 -13,648 (9.39) 1,085,492
TIME WARNER INC COM NEW 130,653 -96,505 (42.48) 1,613,603
VIACOM INC NEW CL B 129,417 -8,589 (6.22) 1,917,860
CAPITAL ONE FINL CORP COM 123,488 -12,378 (9.11) 1,579,336
NRG ENERGY INC COM NEW 123,440 43,414 54.25 4,833,193
CISCO SYS INC COM 116,930 -10,380 (8.15) 4,180,554
AGRIUM INC COM 116,048 -5,373 (4.43) 1,110,505
PACCAR INC COM 112,961 -8,057 (6.66) 1,732,261
SANOFI SPONSORED ADR 112,574 -9,041 (7.43) 2,409,040
ZIONS BANCORPORATION COM 108,153 108,153 New 4,305,438
FORD MTR CO DEL COM PAR $0.01 107,424 -9,665 (8.26) 7,123,579
LOEWS CORP COM 105,774 -8,410 (7.37) 2,675,119
RAYTHEON CO COM NEW 101,907 -8,831 (7.98) 956,869
MICROSEMI CORP COM 98,771 310 .32 3,493,853
GOLDMAN SACHS GROUP INC COM 98,476 -35,110 (26.28) 545,817
CIT GROUP INC COM NEW 97,798 97,798 New 2,133,003
CANADIAN NAT RES LTD COM 91,910 -23,775 (20.55) 3,156,241