NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 83
Decreased Positions 96
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,838

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.25%
Capital Goods 5.83%
Conglomerates 0.03%
Consumer Cyclical 5.76%
Consumer/Non-Cyclical 2.68%
Energy 13.87%
Financial 27.47%
Healthcare 7.01%
Services 13.86%
Technology 16.3%
Transportation 1.54%
Utilities 1.2%

12 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
APPLIED MATLS INC COM -100,166 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -25,961 Sold Out 0
COTT CORP QUE COM -4,006 Sold Out 0
CSX CORP COM -9,317 Sold Out 0
HORMEL FOODS CORP COM -6,099 Sold Out 0
MATTHEWS INTL CORP CL A -3,484 Sold Out 0
NRG YIELD INC COM CL A -2,839 Sold Out 0
ORION MARINE GROUP INC COM -3,017 Sold Out 0
OXFORD LANE CAP CORP COM -534 Sold Out 0
TAUBMAN CTRS INC PFD SER K -914 Sold Out 0
TRIMAS CORP COM NEW -23,208 Sold Out 0
VALERO ENERGY CORP NEW COM -84,353 Sold Out 0