NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 8,016

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.26%
Capital Goods 7.06%
Conglomerates 0.04%
Consumer Cyclical 5.44%
Consumer/Non-Cyclical 2.66%
Energy 6.48%
Financial 26.1%
Healthcare 10.5%
Services 12.82%
Technology 18.37%
Transportation 2.44%
Utilities 2.47%

38 Sold Out Positions as of 03/31/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACTUANT CORP CL A NEW -10,717 Sold Out 0
ALLY FINL INC COM -1,508 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -32,508 Sold Out 0
APPLE INC COM -3,620 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM -4,887 Sold Out 0
AURICO GOLD INC COM -931 Sold Out 0
BOSTON PRIVATE FINL HLDGS INC DEP SHS -2,571 Sold Out 0
CANADIAN NAT RES LTD COM -82,838 Sold Out 0
CAPITAL ONE FINL CORP COM -108,631 Sold Out 0
CUSHING RTY & INCOME FD COM SH BEN INT -402 Sold Out 0
DENBURY RES INC COM NEW -5,875 Sold Out 0
EATON CORP PLC SHS -992 Sold Out 0
EQUITY COMWLTH CUM PFD E 7.25% -311 Sold Out 0
ISHARES IBOXX HI YD ETF -5,739 Sold Out 0
ISHARES TR MSCI EAFE ETF -239 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -18,546 Sold Out 0
ISHARES TR CORE US VAL ETF -2,921 Sold Out 0
MEDLEY CAP CORP COM -5,151 Sold Out 0
MFS INTER INCOME TR SH BEN INT -4,976 Sold Out 0
MONSANTO CO NEW COM -3,232 Sold Out 0