NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2016

Position Statistics

Total Positions 152
New Positions 7
Increased Positions 55
Decreased Positions 95
Positions with Activity 150
Sold Out Positions 14
Total Mkt Value (in $ millions) 6,029

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.72%
Capital Goods 7.86%
Conglomerates
Consumer Cyclical 4.7%
Consumer/Non-Cyclical 4.92%
Energy 9.38%
Financial 26.21%
Healthcare 5.82%
Services 12.8%
Technology 17.47%
Transportation 2.29%
Utilities 2.98%

14 Sold Out Positions as of 03/31/2016

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CALIFORNIA RES CORP COM NEW -160 Sold Out 0
EBAY INC COM -37,002 Sold Out 0
EXPRESS INC COM -5,688 Sold Out 0
INLAND REAL ESTATE CORP REDM PFD SER B -684 Sold Out 0
ISHARES TR CORE US VAL ETF -5,608 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -2,185 Sold Out 0
ISHARES TR MSCI EAFE ETF -236 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -30,689 Sold Out 0
MERCK & CO INC COM -3,795 Sold Out 0
MICROCHIP TECHNOLOGY INC COM -3,070 Sold Out 0
NEW RESIDENTIAL INVT CORP COM NEW -6,615 Sold Out 0
PACCAR INC COM -54,418 Sold Out 0
ROYAL DUTCH SHELL PLC SPONS ADR A -57,048 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -1,263 Sold Out 0