NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2015

Position Statistics

Total Positions 158
New Positions 9
Increased Positions 62
Decreased Positions 94
Positions with Activity 156
Sold Out Positions 10
Total Mkt Value (in $ millions) 6,839

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 7.21%
Conglomerates 0%
Consumer Cyclical 5.16%
Consumer/Non-Cyclical 3.32%
Energy 6.74%
Financial 25.4%
Healthcare 9.62%
Services 11.47%
Technology 19.76%
Transportation 2.31%
Utilities 2.37%

10 Sold Out Positions as of 06/30/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ARLINGTON ASSET INVT CORP CL A NEW -3,316 Sold Out 0
ANALOG DEVICES INC COM -3,653 Sold Out 0
HANNON ARMSTRONG SUST INFR CAP COM -2,966 Sold Out 0
HARTFORD FINL SVCS GROUP INC COM -88,498 Sold Out 0
SAGENT PHARMACEUTICALS INC COM -1,413 Sold Out 0
WASTE MGMT INC DEL COM -302 Sold Out 0
URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% -748 Sold Out 0
NORWEGIAN CRUISE LINE HLDGS LT SHS -44,559 Sold Out 0
NAVIOS MARITIME HLDGS INC SPON ADR PFD H -3,339 Sold Out 0
ISHARES U.S. PFD STK ETF -2,916 Sold Out 0