NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 7,943

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.32%
Capital Goods 7.01%
Conglomerates 0.04%
Consumer Cyclical 5.34%
Consumer/Non-Cyclical 2.81%
Energy 6.33%
Financial 26.99%
Healthcare 10.6%
Services 12.9%
Technology 17.7%
Transportation 2.36%
Utilities 2.3%

38 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACTUANT CORP CL A NEW -10,494 Sold Out 0
ALLY FINL INC COM -1,522 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -28,673 Sold Out 0
APPLE INC COM -3,518 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM -4,710 Sold Out 0
AURICO GOLD INC COM -779 Sold Out 0
BOSTON PRIVATE FINL HLDGS INC DEP SHS -2,527 Sold Out 0
CANADIAN NAT RES LTD COM -71,422 Sold Out 0
CAPITAL ONE FINL CORP COM -115,183 Sold Out 0
CUSHING RTY & INCOME FD COM SH BEN INT -329 Sold Out 0
DENBURY RES INC COM NEW -4,655 Sold Out 0
EATON CORP PLC SHS -937 Sold Out 0
EQUITY COMWLTH CUM PFD E 7.25% -314 Sold Out 0
ISHARES IBOXX HI YD ETF -5,582 Sold Out 0
ISHARES TR MSCI EAFE ETF -229 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -18,282 Sold Out 0
ISHARES TR CORE US VAL ETF -2,879 Sold Out 0
MEDLEY CAP CORP COM -4,953 Sold Out 0
MFS INTER INCOME TR SH BEN INT -4,811 Sold Out 0
MONSANTO CO NEW COM -2,974 Sold Out 0