NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 22
Increased Positions 79
Decreased Positions 99
Positions with Activity 178
Sold Out Positions 19
Total Mkt Value (in $ millions) 11,435

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.41%
Capital Goods 4.74%
Conglomerates
Consumer Cyclical 5.05%
Consumer/Non-Cyclical 2.86%
Energy 14.43%
Financial 29.58%
Healthcare 8.65%
Services 11.1%
Technology 15.22%
Transportation 1.77%
Utilities 1.13%

19 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLEGION PUB LTD CO ORD SHS -38,991 Sold Out 0
ALLIED WRLD ASSUR COM HLDG AG SHS -8,130 Sold Out 0
ARCH COAL INC COM -167 Sold Out 0
ASTRONICS CORP CL B -5,420 Sold Out 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT -23 Sold Out 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L -5,129 Sold Out 0
CAMECO CORP COM -46 Sold Out 0
FEI CO COM -3,996 Sold Out 0
GUESS INC COM -3,157 Sold Out 0
HALLADOR ENERGY COMPANY COM -185 Sold Out 0
HALLIBURTON CO COM -364 Sold Out 0
KINROSS GOLD CORP COM NO PAR -20 Sold Out 0
MISTRAS GROUP INC COM -17,758 Sold Out 0
NEWMONT MINING CORP COM -12 Sold Out 0
PEABODY ENERGY CORP COM -172 Sold Out 0
ROYAL DUTCH SHELL PLC SPON ADR B -42 Sold Out 0
SIMON PPTY GROUP INC NEW COM -3,363 Sold Out 0
TAUBMAN CTRS INC PFD SER K -1,081 Sold Out 0
TOYOTA MOTOR CORP SP ADR REP2COM -33 Sold Out 0