NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 8,079

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.32%
Capital Goods 7.13%
Conglomerates 0.04%
Consumer Cyclical 5.44%
Consumer/Non-Cyclical 2.66%
Energy 6.54%
Financial 26.13%
Healthcare 10.46%
Services 12.78%
Technology 18.19%
Transportation 2.46%
Utilities 2.48%

38 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CAPITAL ONE FINL CORP COM -110,529 Sold Out 0
CANADIAN NAT RES LTD COM -84,369 Sold Out 0
VISTA OUTDOOR INC COM -64,059 Sold Out 0
ZIONS BANCORPORATION COM -61,274 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -33,797 Sold Out 0
WOODWARD INC COM -21,527 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -18,677 Sold Out 0
WESCO INTL INC COM -12,520 Sold Out 0
ACTUANT CORP CL A NEW -11,406 Sold Out 0
PENNANTPARK FLOATING RATE CAP COM -5,953 Sold Out 0
DENBURY RES INC COM NEW -5,931 Sold Out 0
ISHARES IBOXX HI YD ETF -5,732 Sold Out 0
MEDLEY CAP CORP COM -5,096 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM -4,933 Sold Out 0
MFS INTER INCOME TR SH BEN INT -4,924 Sold Out 0
TCP CAP CORP COM -4,106 Sold Out 0
PREFERRED APT CMNTYS INC COM -4,102 Sold Out 0
APPLE INC COM -3,683 Sold Out 0
WABASH NATL CORP COM -3,612 Sold Out 0
TRIPLEPOINT VENTR GRW BDC CORP COM -3,511 Sold Out 0