NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,779

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.53%
Capital Goods 4.76%
Conglomerates
Consumer Cyclical 5.8%
Consumer/Non-Cyclical 2.48%
Energy 14.4%
Financial 27.98%
Healthcare 8.17%
Services 14.5%
Technology 14.55%
Transportation 1.62%
Utilities 1.03%

17 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
MOSAIC CO NEW COM -47,450 Sold Out 0
WILLIS GROUP HOLDINGS PUBLIC L SHS -33,500 Sold Out 0
PMC-SIERRA INC COM -23,208 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -16,717 Sold Out 0
MIDDLEBY CORP COM -4,670 Sold Out 0
RELIANCE STEEL & ALUMINUM CO COM -3,626 Sold Out 0
FRONTIER COMMUNICATIONS CORP COM -2,271 Sold Out 0
COPA HOLDINGS SA CL A -1,653 Sold Out 0
GOLUB CAP BDC INC COM -1,464 Sold Out 0
BEST BUY INC COM -1,132 Sold Out 0
CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 -1,111 Sold Out 0
ISHARES TR CORE US VAL ETF -1,009 Sold Out 0
TYSON FOODS INC CL A -985 Sold Out 0
VERIZON COMMUNICATIONS INC COM -708 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -394 Sold Out 0
HSBC HLDGS PLC ADR A 1/40PF A -323 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -265 Sold Out 0