NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 196
New Positions 19
Increased Positions 86
Decreased Positions 104
Positions with Activity 190
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4%
Capital Goods 6.3%
Conglomerates 0.04%
Consumer Cyclical 5.2%
Consumer/Non-Cyclical 2.53%
Energy 8.99%
Financial 29.58%
Healthcare 7.39%
Services 14.26%
Technology 17.68%
Transportation 1.76%
Utilities 1.87%

18 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVISORSHARES TR TRIMTABS FLT -4,628 Sold Out 0
ASTRONICS CORP CL B -9,126 Sold Out 0
BOB EVANS FARMS INC COM -21,846 Sold Out 0
CAMBRIA ETF TR SHSHLD YIELD ETF -4,428 Sold Out 0
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER -675 Sold Out 0
DELPHI AUTOMOTIVE PLC SHS -9,081 Sold Out 0
ENDURANCE SPECIALTY HLDGS LTD SHS -3,908 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY COM -15,625 Sold Out 0
ISHARES U.S. PFD STK ETF -1,347 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -1,693 Sold Out 0
PARTNERRE LTD COM -15,267 Sold Out 0
POWERSHARES ETF TRUST DYNA BUYBK ACH -4,567 Sold Out 0
SELECTIVE INS GROUP INC COM -1,406 Sold Out 0
TESORO CORP COM -117,887 Sold Out 0
TEXAS ROADHOUSE INC COM -7,268 Sold Out 0
TIME INC NEW COM -2,486 Sold Out 0
TREEHOUSE FOODS INC COM -24,360 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -2,307 Sold Out 0