NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 83
Decreased Positions 96
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,948

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 5.75%
Conglomerates 0.03%
Consumer Cyclical 5.71%
Consumer/Non-Cyclical 2.73%
Energy 13.79%
Financial 27.51%
Healthcare 6.99%
Services 13.74%
Technology 16.6%
Transportation 1.54%
Utilities 1.19%

25 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABENGOA YIELD PLC ORD SHS 499 499 New 13,375
APOLLO GLOBAL MGMT LLC CL A SHS 805 805 New 33,550
COMPASS DIVERSIFIED HOLDINGS SH BEN INT 929 929 New 51,347
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 933 933 New 41,375
ISHARES U.S. PFD STK ETF 1,364 1,364 New 34,200
WHITING USA TR II TR UNIT 1,383 1,383 New 116,723
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,572 1,572 New 113,000
ISHARES TR RUS 1000 VAL ETF 1,649 1,649 New 16,155
NEW RESIDENTIAL INVT CORP COM 2,607 2,607 New 411,125
HANNON ARMSTRONG SUST INFR CAP COM 3,151 3,151 New 217,877
ARES DYNAMIC CR ALLOCATION FD COM 3,715 3,715 New 210,705
CAMBRIA ETF TR SHSHLD YIELD ETF 4,331 4,331 New 138,725
POWERSHARES ETF TRUST DYNA BUYBK ACH 4,372 4,372 New 95,825
ADVISORSHARES TR TRIMTABS FLT 4,380 4,380 New 83,575
ABBVIE INC COM 4,610 4,610 New 83,878
ACTUANT CORP CL A NEW 5,360 5,360 New 157,153
MATERION CORP COM 6,404 6,404 New 194,240
LINNCO LLC COMSHS LTD INT 6,532 6,532 New 212,700
INTERNATIONAL GAME TECHNOLOGY COM 15,432 15,432 New 916,416
STONERIDGE INC COM 16,395 16,395 New 1,409,698