NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,769

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.54%
Capital Goods 4.87%
Conglomerates
Consumer Cyclical 6.12%
Consumer/Non-Cyclical 2.61%
Energy 14.05%
Financial 28.09%
Healthcare 8.25%
Services 13.88%
Technology 14.62%
Transportation 1.64%
Utilities 1.14%

16 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ISHARES CORE TOTUSBD ETF 491 491 New 4,500
ENDURANCE SPECIALTY HLDGS LTD SHS 267 267 New 5,000
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G 691 691 New 27,100
OXFORD LANE CAP CORP COM 533 533 New 31,862
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 1,875 1,875 New 32,600
TAUBMAN CTRS INC PFD SER K 907 907 New 37,000
HERCULES TECH GROWTH CAP INC COM 1,127 1,127 New 69,200
SELECTIVE INS GROUP INC COM 2,900 2,900 New 121,500
ARLINGTON ASSET INVT CORP CL A NEW 5,208 5,208 New 195,648
TRIPLEPOINT VENTR GRW BDC CORP COM 3,931 3,931 New 248,196
PENNANTPARK FLOATING RATE CAP COM 4,627 4,627 New 324,492
ING GROEP N V SPONSORED ADR 4,954 4,954 New 360,797
JDS UNIPHASE CORP COM PAR $0.001 9,783 9,783 New 803,178
COMSTOCK RES INC COM NEW 38,992 38,992 New 1,497,384
EXPRESS INC COM 31,819 31,819 New 1,980,052
TARGET CORP COM 119,513 119,513 New 1,991,889


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